BAO-TRONG LE-TRAN


Licensee: SECURITOR FINANCIAL GROUP LTD

BAO-TRONG LE-TRAN (Adviser# 000390350) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is April 28, 2016.

Adviser Overview

Register Name Financial Advisers
Adviser Name BAO-TRONG LE-TRAN
Adviser Number 000390350
Adviser Role Financial Adviser
Adviser Role Status Ceased
Adviser First Advice Year 2006
Financial Service (AFS) Licence Licence# 000240687
SECURITOR FINANCIAL GROUP LTD
Licence ABN 48009189495
Licence Controlled By WESTPAC BANKING CORPORATION
Adviser Start Date 2016-04-28
Adviser End Date 2016-05-10
Appointing Representative Name TREASURY FINANCIAL SERVICES PTY LTD
Appointing Representative Number 001241363
Appointing Representative ABN 93609993455

Authorisations to provide financial product advice

  • BAO-TRONG LE-TRAN

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000240687 SECURITOR FINANCIAL GROUP LTD
Licence controlled by: WESTPAC BANKING CORPORATION
2016-04-28 - 2016-05-10 TREASURY FINANCIAL SERVICES PTY LTD
000235410 MORGANS FINANCIAL LIMITED 2014-07-25 - 2015-10-30 MORGANS FINANCIAL LIMITED
000423717 ACN 143 933 644 PTY LTD
Licence controlled by: ACN 161 598 938 PTY LTD
2014-04-22 - 2014-05-27
000309996 INSIGHT INVESTMENT SERVICES PTY LTD
Licence controlled by: HIGHFIELD GROUP PTY LTD
2013-02-04 - 2014-04-21
000240687 SECURITOR FINANCIAL GROUP LTD
Licence controlled by: WESTPAC BANKING CORPORATION
2010-11-30 - 2012-10-26
000230686 NATIONAL AUSTRALIA BANK LIMITED
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED
2006-05-01 - 2010-08-01

Licensee Information

Licence Name SECURITOR FINANCIAL GROUP LTD
Licence Number 000240687
Licence ABN 48009189495

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
JAMES CRAWFORD GREEN Securitor Financial Group Ltd Current 2018-07-31
SHEREEN CHURCHILL Securitor Financial Group Ltd Current 2018-07-26
LIESL JANELLE MASLEN Securitor Financial Group Ltd Current 2018-07-19
MARK EDWARDS Securitor Financial Group Ltd Current 2018-07-06
MICHAEL WALMSLEY Securitor Financial Group Ltd Current 2018-06-29
PAUL HALLIGAN Securitor Financial Group Ltd Current 2018-06-29
REECE MARINI Securitor Financial Group Ltd Current 2018-05-02
CHARLES ELLIOT JEREMY GREEN Securitor Financial Group Ltd Current 2018-04-16
JULIE ANNE GRAY Securitor Financial Group Ltd Current 2018-03-24
MARK ANDREW EYLES Securitor Financial Group Ltd Current 2018-03-16

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.