ACN 143 933 644 PTY LTD


Address: Robina, QLD 4226, Australia

ACN 143 933 644 PTY LTD (Licence# 000423717) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is October 22, 2012.

Service Overview

Register Name AFS Licence
Licence Name ACN 143 933 644 PTY LTD
Licence Number 000423717
Licence ABN 24143933644
Issue Date 2012-10-22
Locality ROBINA
State QLD
Postcode 4226
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001003675 KEVIN SHEN Ceased 2016-03-11
001000248 TROY DYER Ceased 2016-01-08
001002736 DORIS LIM Ceased 2015-11-27
001004975 ANTHONY MALVASO Ceased 2015-11-18
000459804 JAMES MICHAEL POKA Ceased 2015-11-13
000472476 BELINDA MCLEOD Ceased 2015-11-12
001003906 DREW FITZGERALD PARTRIDGE Ceased 2015-11-12
001233566 MEHMED KAHRIC Ceased 2015-07-17
000463249 JAMES POLWART-MATICH Ceased 2015-07-13
000337217 JOHN MATHIOPOULOS Ceased 2015-05-22

Office Location

Locality ROBINA
State QLD
Postcode 4226
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
INDEPENDENT WEALTH MANAGEMENT PTY LTD 2017-04-07 Robina, QLD 4226, Australia
M & M GROUP SUPERANNUATION PTY LTD 2017-02-20 Robina, QLD 4226, Australia
SB PARTNERS PTY LTD 2016-11-29 Clear Island Waters, QLD 4226, Australia
WMS SMSF SERVICES PTY LTD 2016-03-24 Robina, QLD 4226, Australia
AUSTRALIAN AFFORDABLE HOUSING SECURITIES LIMITED 2015-10-01 Robina, QLD 4226, Australia
AUSTRALIAN ADVICE NETWORK PTY LTD 2015-04-20 Robina, QLD 4226, Australia
WMS CORPORATE SERVICES PTY LTD 2012-08-22 Robina, QLD 4226, Australia
MAVEN CAPITAL PTY LTD 2012-05-11 Robina, QLD 4226, Australia
GAMMA WEALTH GROUP PTY LTD 2009-03-06 Robina, QLD 4226, Australia
GUARDIAN SECURITIES LIMITED 2004-07-29 Robina, QLD 4226, Australia

Competitor

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Postal Code 4226

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.