GUARDIAN SECURITIES LIMITED


Address: Robina, QLD 4226, Australia

GUARDIAN SECURITIES LIMITED (Licence# 000240506) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is July 29, 2004.

Service Overview

Register Name AFS Licence
Licence Name GUARDIAN SECURITIES LIMITED
Licence Number 000240506
Licence ABN 47106187731
Issue Date 2004-07-29
Locality ROBINA
State QLD
Postcode 4226
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • general insurance products;
    • interests in managed investment schemes excluding investor directed portfolio services; and
    • securities;
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • interests in managed investment schemes excluding investor directed portfolio services; and
      • securities; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • general insurance products;
      • interests in managed investment schemes excluding investor directed portfolio services; and
      • securities;
  • operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
    • "The Guardian Investment Fund" scheme (ARSN: 168 048 057),
    • a scheme which only holds the following types of property:
      • direct real property limited to:
      • stable property trusts or syndicates; and
      • financial assets; and
    • schemes which only hold the following types of property:
      • direct real property limited to:
      • stable property trusts or syndicates; and
      • mortgages; and
  • provide the following custodial or depository services:
    • operate custodial or depository services other than investor directed portfolio services;
      to retail and wholesale clients.

      Financial advisers

      Adviser Number Adviser Name Status Start Date
      000428314 GINA MARIA DAVIDSON Ceased 2013-08-21

      Office Location

      Locality ROBINA
      State QLD
      Postcode 4226
      Country Australia

      Financial services with the same postcode

      Service Name Issue Date Locality
      INDEPENDENT WEALTH MANAGEMENT PTY LTD 2017-04-07 Robina, QLD 4226, Australia
      M & M GROUP SUPERANNUATION PTY LTD 2017-02-20 Robina, QLD 4226, Australia
      SB PARTNERS PTY LTD 2016-11-29 Clear Island Waters, QLD 4226, Australia
      WMS SMSF SERVICES PTY LTD 2016-03-24 Robina, QLD 4226, Australia
      AUSTRALIAN AFFORDABLE HOUSING SECURITIES LIMITED 2015-10-01 Robina, QLD 4226, Australia
      AUSTRALIAN ADVICE NETWORK PTY LTD 2015-04-20 Robina, QLD 4226, Australia
      ACN 143 933 644 PTY LTD 2012-10-22 Robina, QLD 4226, Australia
      WMS CORPORATE SERVICES PTY LTD 2012-08-22 Robina, QLD 4226, Australia
      MAVEN CAPITAL PTY LTD 2012-05-11 Robina, QLD 4226, Australia
      GAMMA WEALTH GROUP PTY LTD 2009-03-06 Robina, QLD 4226, Australia

      Competitor

      Search similar business entities

      Postal Code 4226

      Improve Information

      Please comment or provide details below to improve the information on .

      Dataset Information


      Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
      Jurisdiction Australia
      Related Datasets Australian Businesses, Australian Companies

      This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.