DORIS LIM (Adviser# 001002736) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is November 27, 2015.
| Register Name | Financial Advisers |
| Adviser Name | DORIS LIM |
| Adviser Number | 001002736 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser First Advice Year | 2014 |
| Financial Service (AFS) Licence |
Licence# 000423717 ACN 143 933 644 PTY LTD |
| Licence ABN | 24143933644 |
| Licence Controlled By | ACN 161 598 938 PTY LTD |
| Adviser Start Date | 2015-11-27 |
| Adviser End Date | 2016-04-07 |
| Appointing Representative Name | IRIDIUM FINANCIAL PLANNING PTY LTD |
| Appointing Representative Number | 000463104 |
| Appointing Representative ABN | 37601124341 |
|
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000423717 |
ACN 143 933 644 PTY LTD
Licence controlled by: ACN 161 598 938 PTY LTD |
2015-11-27 - 2016-04-07 | IRIDIUM FINANCIAL PLANNING PTY LTD |
| 000230686 |
NATIONAL AUSTRALIA BANK LIMITED
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED |
2014-07-13 - 2015-11-10 | NATIONAL AUSTRALIA BANK LIMITED |
| Licence Name | ACN 143 933 644 PTY LTD |
| Licence Number | 000423717 |
| Licence ABN | 24143933644 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| MEHMED KAHRIC | Acn 143 933 644 Pty Ltd | Ceased | 2015-07-17 |
| JOHN MATHIOPOULOS | Acn 143 933 644 Pty Ltd | Ceased | 2015-05-22 |
| TIMOTHY DASH | Acn 143 933 644 Pty Ltd | Ceased | 2014-11-03 |
| BENJAMIN YOUNG | Acn 143 933 644 Pty Ltd | Ceased | 2014-11-03 |
| ANDREW LE | Acn 143 933 644 Pty Ltd | Ceased | 2014-11-03 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| MEHMED KAHRIC | Acn 143 933 644 Pty Ltd | Ceased | 2015-07-17 |
| JOHN MATHIOPOULOS | Acn 143 933 644 Pty Ltd | Ceased | 2015-05-22 |
| TIMOTHY DASH | Acn 143 933 644 Pty Ltd | Ceased | 2014-11-03 |
| BENJAMIN YOUNG | Acn 143 933 644 Pty Ltd | Ceased | 2014-11-03 |
| ANDREW LE | Acn 143 933 644 Pty Ltd | Ceased | 2014-11-03 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.