RICHARD STILES


Licensee: BALLAST FINANCIAL MANAGEMENT PTY LTD

RICHARD STILES (Adviser# 000414794) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is February 2, 2018.

Adviser Overview

Register Name Financial Advisers
Adviser Name RICHARD STILES
Adviser Number 000414794
Adviser Role Financial Adviser
Adviser Role Status Ceased
Adviser ABN 66832943479
Adviser First Advice Year 2003
Financial Service (AFS) Licence Licence# 000233180
BALLAST FINANCIAL MANAGEMENT PTY LTD
Licence ABN 41086601041
Adviser Start Date 2018-02-02
Adviser End Date 2018-02-21
Appointing Representative Name BALLAST FINANCIAL PLANNING PTY LTD
Appointing Representative Number 001261619
Appointing Representative ABN 68160842133

Authorisations to provide financial product advice

  • RICHARD STILES

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000233180 BALLAST FINANCIAL MANAGEMENT PTY LTD 2018-02-02 - 2018-02-21 BALLAST FINANCIAL PLANNING PTY LTD
000233180 BALLAST FINANCIAL MANAGEMENT PTY LTD 2011-12-08 - 2018-02-01 BALLAST FINANCIAL MANAGEMENT PTY LTD

Licensee Information

Licence Name BALLAST FINANCIAL MANAGEMENT PTY LTD
Licence Number 000233180
Licence ABN 41086601041

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
GREG MAGUIRE Ballast Financial Management Pty Ltd Current 2018-04-11
DANIEL JAMES MAGUIRE Ballast Financial Management Pty Ltd Current 2018-04-11
WAYNE BLAZEJCZYK Ballast Financial Management Pty Ltd Current 2018-02-02
ARNOLD VILLEGAS Ballast Financial Management Pty Ltd Current 2018-02-02
SCOTT MATTHEW WILKINS Ballast Financial Management Pty Ltd Current 2018-02-02
TOBY ROBERT SIMPSON Ballast Financial Management Pty Ltd Current 2018-01-09
DONG YANG Ballast Financial Management Pty Ltd Current 2017-07-14
DAVID COLIN SARGENT Ballast Financial Management Pty Ltd Current 2017-07-02
CHRISTOPHER JASEK Ballast Financial Management Pty Ltd Ceased 2017-05-10
JOHN MAXWELL KING Ballast Financial Management Pty Ltd Current 2016-09-12

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.