BALLAST FINANCIAL MANAGEMENT PTY LTD


Address: Jandakot, WA 6164, Australia

BALLAST FINANCIAL MANAGEMENT PTY LTD (Licence# 000233180) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is October 1, 2003.

Service Overview

Register Name AFS Licence
Licence Name BALLAST FINANCIAL MANAGEMENT PTY LTD
Licence Number 000233180
Licence ABN 41086601041
Issue Date 2003-10-01
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 208871
InsLif 90487
Locality JANDAKOT
State WA
Postcode 6164
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives limited to:
      • old law securities options contracts and warrants;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000255354 GREG MAGUIRE Current 2018-04-11
001239889 DANIEL JAMES MAGUIRE Current 2018-04-11
000238870 WAYNE BLAZEJCZYK Current 2018-02-02
001242037 ARNOLD VILLEGAS Current 2018-02-02
001255904 SCOTT MATTHEW WILKINS Current 2018-02-02
000414794 RICHARD STILES Ceased 2018-02-02
001261052 TOBY ROBERT SIMPSON Current 2018-01-09
001242037 ARNOLD VILLEGAS Ceased 2017-09-02
001256819 DONG YANG Current 2017-07-14
001239361 DAVID COLIN SARGENT Current 2017-07-02

Office Location

Locality JANDAKOT
State WA
Postcode 6164
Country Australia

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DTM NOMINEES PTY LTD 2017-07-24 Beeliar, WA 6164, Australia
KLI ACCOUNTANTS AND WEALTH MANAGERS PTY LTD 2014-02-13 Cockburn Central, WA 6164, Australia

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PK INSURANCE BROKERS PTY LTD 2018-07-27 Penrith, NSW 2750, Australia
BGH CAPITAL CUSTODY SERVICES PTY LIMITED 2018-07-25 Melbourne, VIC 3000, Australia
MORETON MANAGED INVESTMENTS PTY LTD 2018-07-20 Sydney, NSW 2000, Australia
AUSTRALIS INVESTMENT MANAGEMENT COMPANY PTY LTD 2018-07-19 Melbourne, VIC 3000, Australia
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Competitor

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Postal Code 6164

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.