DONG YANG


Licensee: BALLAST FINANCIAL MANAGEMENT PTY LTD

DONG YANG (Adviser# 001256819) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 14, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name DONG YANG
Adviser Number 001256819
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2017
Financial Service (AFS) Licence Licence# 000233180
BALLAST FINANCIAL MANAGEMENT PTY LTD
Licence ABN 41086601041
Adviser Start Date 2017-07-14
Appointing Representative Name BALLAST ACCOUNTANTS PTY LTD
Appointing Representative Number 001247351
Appointing Representative ABN 11089627163
Further Restrictions General Advice Authorisation

Authorisations to provide financial product advice

  • DONG YANG
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Module 1 Foundations of Financial Planning Monarch Institute
Module 3 Superannuation and Retirement Planning Monarch Institute

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000233180 BALLAST FINANCIAL MANAGEMENT PTY LTD
Further restrictions: General Advice Authorisation
2017-07-14 - BALLAST ACCOUNTANTS PTY LTD

Licensee Information

Licence Name BALLAST FINANCIAL MANAGEMENT PTY LTD
Licence Number 000233180
Licence ABN 41086601041

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
GREG MAGUIRE Ballast Financial Management Pty Ltd Current 2018-04-11
DANIEL JAMES MAGUIRE Ballast Financial Management Pty Ltd Current 2018-04-11
WAYNE BLAZEJCZYK Ballast Financial Management Pty Ltd Current 2018-02-02
ARNOLD VILLEGAS Ballast Financial Management Pty Ltd Current 2018-02-02
SCOTT MATTHEW WILKINS Ballast Financial Management Pty Ltd Current 2018-02-02
RICHARD STILES Ballast Financial Management Pty Ltd Ceased 2018-02-02
TOBY ROBERT SIMPSON Ballast Financial Management Pty Ltd Current 2018-01-09
DAVID COLIN SARGENT Ballast Financial Management Pty Ltd Current 2017-07-02
CHRISTOPHER JASEK Ballast Financial Management Pty Ltd Ceased 2017-05-10
JOHN MAXWELL KING Ballast Financial Management Pty Ltd Current 2016-09-12

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.