DAVID COLIN SARGENT (Adviser# 001239361) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 2, 2017.
| Register Name | Financial Advisers |
| Adviser Name | DAVID COLIN SARGENT |
| Adviser Number | 001239361 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser ABN | 30740399662 |
| Adviser First Advice Year | 2016 |
| Financial Service (AFS) Licence |
Licence# 000233180 BALLAST FINANCIAL MANAGEMENT PTY LTD |
| Licence ABN | 41086601041 |
| Adviser Start Date | 2017-07-02 |
| Appointing Representative Name | WEALTH BUILD PTY LTD |
| Appointing Representative Number | 001255877 |
| Appointing Representative ABN | 55611262009 |
|
| Qualification / Degree | Institute / School |
|---|---|
| Diploma of Financial Planning | Monarch Institute |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000233180 | BALLAST FINANCIAL MANAGEMENT PTY LTD | 2017-07-02 - | WEALTH BUILD PTY LTD |
| 000233180 |
BALLAST FINANCIAL MANAGEMENT PTY LTD
Further restrictions: Adviser cannot provide advice in Securities, Derivatives and Margin Lending products |
2016-02-15 - 2017-07-01 | BALLAST FINANCIAL MANAGEMENT PTY LTD |
| Licence Name | BALLAST FINANCIAL MANAGEMENT PTY LTD |
| Licence Number | 000233180 |
| Licence ABN | 41086601041 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| GREG MAGUIRE | Ballast Financial Management Pty Ltd | Current | 2018-04-11 |
| DANIEL JAMES MAGUIRE | Ballast Financial Management Pty Ltd | Current | 2018-04-11 |
| WAYNE BLAZEJCZYK | Ballast Financial Management Pty Ltd | Current | 2018-02-02 |
| ARNOLD VILLEGAS | Ballast Financial Management Pty Ltd | Current | 2018-02-02 |
| SCOTT MATTHEW WILKINS | Ballast Financial Management Pty Ltd | Current | 2018-02-02 |
| RICHARD STILES | Ballast Financial Management Pty Ltd | Ceased | 2018-02-02 |
| TOBY ROBERT SIMPSON | Ballast Financial Management Pty Ltd | Current | 2018-01-09 |
| DONG YANG | Ballast Financial Management Pty Ltd | Current | 2017-07-14 |
| CHRISTOPHER JASEK | Ballast Financial Management Pty Ltd | Ceased | 2017-05-10 |
| JOHN MAXWELL KING | Ballast Financial Management Pty Ltd | Current | 2016-09-12 |
Please comment or provide details below to improve the information on .
| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.