LUCY XIAO-WEI ZHENG (Adviser# 000422697) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is December 12, 2013.
| Register Name | Financial Advisers |
| Adviser Name | LUCY XIAO-WEI ZHENG |
| Adviser Number | 000422697 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2004 |
| Financial Service (AFS) Licence |
Licence# 000342895 SHENTON LIMITED |
| Licence ABN | 19382169574 |
| Adviser Start Date | 2013-12-12 |
| Appointing Representative Name | SHENTON LIMITED |
| Appointing Representative Number | 000342895 |
| Appointing Representative ABN | 19382169574 |
| Memberships |
Australian Chamber of Commerce in Hong Kong & Macau: Indiv Member No. 5836; FLT Committee Australian Chamber of Commerce in Hong Kong & Macau: Indiv Member No. 5836; FLT Committee Financial Planning Association of Australia (FPA) Financial Planning Association of Australia (FPA) Hong Kong Confederation of Insurance Brokers: Technical Representative No 012138 Hong Kong Confederation of Insurance Brokers: Technical Representative No 012138 Hong Kong Securities & Futures Commission: Securities Representative No AUW197 Hong Kong Securities & Futures Commission: Securities Representative No AUW197 |
|
| Qualification / Degree | Institute / School |
|---|---|
| Advanced Diploma of Financial Services | Kaplan (formerly Tribeca) |
| Advanced Diploma of Financial Services | Kaplan (formerly Tribeca) |
| Bachelor of Commerce | University of New South Wales |
| Bachelor of Commerce | University of New South Wales |
| Certified Financial Planner | Financial Planning Association |
| Certified Financial Planner | Financial Planning Association |
| Diploma of Superannuation Management | Association of Superannuation Funds Australia |
| Diploma of Superannuation Management | Association of Superannuation Funds Australia |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000342895 | SHENTON LIMITED | 2013-12-12 - | SHENTON LIMITED |
| 000345470 | SHENTON PTY LTD | 2013-12-12 - | SHENTON PTY LTD |
| 000234658 | IPAC PORTFOLIO MANAGEMENT LIMITED | 2010-03-01 - 2012-02-01 | |
| 000260520 | ONEPATH FINANCIAL PLANNING PTY LTD | 2009-03-01 - 2010-01-31 | |
| 000238430 |
STATE SUPER FINANCIAL SERVICES AUSTRALIA LIMITED
Licence controlled by: FSSSP FINANCIAL SERVICES PTY LIMITED ~ SAS TRUSTEE CORPORATION [Date Ceased: 21/10/2016] |
2007-03-01 - 2009-01-31 | |
| 000233716 | WESTPAC FINANCIAL SERVICES LIMITED | 2004-02-01 - 2007-01-31 |
| Licence Name | SHENTON LIMITED |
| Licence Number | 000342895 |
| Licence ABN | 19382169574 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| DONALD HINTON SOO | Shenton Limited | Current | 2017-09-22 |
| SUSAN SCOTT KHOO | Shenton Limited | Current | 2013-01-16 |
| ROSS ALLEN SMITH | Shenton Limited | Current | 2010-03-01 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| DONALD HINTON SOO | Shenton Limited | Current | 2017-09-22 |
| SUSAN SCOTT KHOO | Shenton Limited | Current | 2013-01-16 |
| ROSS ALLEN SMITH | Shenton Limited | Current | 2010-03-01 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.