CATHERINE SHARPLES-RUSHBROOKE (Adviser# 000443690) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is August 12, 2014.
Register Name | Financial Advisers |
Adviser Name | CATHERINE SHARPLES-RUSHBROOKE |
Adviser Number | 000443690 |
Adviser Role | Financial Adviser |
Adviser Role Status | Current |
Adviser First Advice Year | 2004 |
Financial Service (AFS) Licence |
Licence# 000451703 ADVICE SERVICES AUSTRALIA PTY LTD |
Licence ABN | 95167229110 |
Licence Controlled By |
Catherine SHARPLES-RUSHBROOKE Seona Murphy [Date Ceased: 11/11/2015] |
Adviser Start Date | 2014-08-12 |
Appointing Representative Name | ADVICE SERVICES AUSTRALIA PTY LTD |
Appointing Representative Number | 000451703 |
Appointing Representative ABN | 95167229110 |
Memberships | Financial Planning Association of Australia (FPA) |
|
Qualification / Degree | Institute / School |
---|---|
ASX Derivatives Accreditation | Kaplan |
Bachelor of Business (with Distinction) | RMIT University |
Certificate IV in Training & Assessment | University of Queensland |
Certified Financial Planner (CFP) | Financial Planning Association |
Self Managed Superannuation Fund Specialisation | Kaplan |
Licence Number | Licence Name | Adviser Date | Appointing Representative |
---|---|---|---|
000451703 |
ADVICE SERVICES AUSTRALIA PTY LTD
Licence controlled by: Catherine SHARPLES-RUSHBROOKE ~ Seona Murphy [Date Ceased: 11/11/2015] |
2014-08-12 - | ADVICE SERVICES AUSTRALIA PTY LTD |
000225051 | INTEGRITY FINANCIAL PLANNERS PTY. LTD. | 2013-08-13 - 2014-08-11 | |
000237502 | MACQUARIE BANK LIMITED | 2011-03-01 - 2012-12-01 | |
000229823 |
ING BANK (AUSTRALIA) LIMITED
Licence controlled by: ING Groep N.V. |
2009-05-01 - 2010-08-01 | |
000237502 | MACQUARIE BANK LIMITED | 2007-04-01 - 2009-01-01 | |
000234527 |
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Licence controlled by: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED |
2004-08-01 - 2007-04-01 |
Licence Name | ADVICE SERVICES AUSTRALIA PTY LTD |
Licence Number | 000451703 |
Licence ABN | 95167229110 |
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Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
Jurisdiction | Australia |
Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.