CATHERINE SHARPLES-RUSHBROOKE


Licensee: ADVICE SERVICES AUSTRALIA PTY LTD

CATHERINE SHARPLES-RUSHBROOKE (Adviser# 000443690) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is August 12, 2014.

Adviser Overview

Register Name Financial Advisers
Adviser Name CATHERINE SHARPLES-RUSHBROOKE
Adviser Number 000443690
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2004
Financial Service (AFS) Licence Licence# 000451703
ADVICE SERVICES AUSTRALIA PTY LTD
Licence ABN 95167229110
Licence Controlled By Catherine SHARPLES-RUSHBROOKE
Seona Murphy [Date Ceased: 11/11/2015]
Adviser Start Date 2014-08-12
Appointing Representative Name ADVICE SERVICES AUSTRALIA PTY LTD
Appointing Representative Number 000451703
Appointing Representative ABN 95167229110
Memberships Financial Planning Association of Australia (FPA)

Authorisations to provide financial product advice

  • CATHERINE SHARPLES-RUSHBROOKE
  • ·
  • Government Debenture
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
ASX Derivatives Accreditation Kaplan
Bachelor of Business (with Distinction) RMIT University
Certificate IV in Training & Assessment University of Queensland
Certified Financial Planner (CFP) Financial Planning Association
Self Managed Superannuation Fund Specialisation Kaplan

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000451703 ADVICE SERVICES AUSTRALIA PTY LTD
Licence controlled by: Catherine SHARPLES-RUSHBROOKE ~ Seona Murphy [Date Ceased: 11/11/2015]
2014-08-12 - ADVICE SERVICES AUSTRALIA PTY LTD
000225051 INTEGRITY FINANCIAL PLANNERS PTY. LTD. 2013-08-13 - 2014-08-11
000237502 MACQUARIE BANK LIMITED 2011-03-01 - 2012-12-01
000229823 ING BANK (AUSTRALIA) LIMITED
Licence controlled by: ING Groep N.V.
2009-05-01 - 2010-08-01
000237502 MACQUARIE BANK LIMITED 2007-04-01 - 2009-01-01
000234527 AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Licence controlled by: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
2004-08-01 - 2007-04-01

Licensee Information

Licence Name ADVICE SERVICES AUSTRALIA PTY LTD
Licence Number 000451703
Licence ABN 95167229110

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.