NICOLE YUNFEI NIU


Licensee: AFFINIA FINANCIAL ADVISERS LIMITED

NICOLE YUNFEI NIU (Adviser# 000446207) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is December 22, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name NICOLE YUNFEI NIU
Adviser Number 000446207
Adviser Role Financial Adviser
Adviser Role Status Ceased
Adviser First Advice Year 2013
Financial Service (AFS) Licence Licence# 000237857
AFFINIA FINANCIAL ADVISERS LIMITED
Licence ABN 13085335397
Adviser Start Date 2017-12-22
Adviser End Date 2018-08-17
Appointing Representative Name AFFINIA FINANCIAL ADVISERS LIMITED
Appointing Representative Number 000237857
Appointing Representative ABN 13085335397
Further Restrictions Not authorised in SMSF

Authorisations to provide financial product advice

  • NICOLE YUNFEI NIU

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000237857 AFFINIA FINANCIAL ADVISERS LIMITED
Further restrictions: Not authorised in SMSF
2017-12-22 - 2018-08-17 AFFINIA FINANCIAL ADVISERS LIMITED
000302222 FINANCIAL CIRCLE PTY LTD
Further restrictions: One off licensee approval is required for all products which are either not on the approved product list or Derivatives. This includes Self Managed Super Funds
2017-09-11 - 2017-10-13 FINANCIAL CIRCLE PTY LTD
000433250 WEALTH & RISK MANAGEMENT PTY LTD 2015-05-21 - 2017-09-06 WEALTH & RISK MANAGEMENT PTY LTD

Licensee Information

Licence Name AFFINIA FINANCIAL ADVISERS LIMITED
Licence Number 000237857
Licence ABN 13085335397

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
JENNY GIAQUINTA Affinia Financial Advisers Limited Current 2018-08-29
YESHA SHUKLA Affinia Financial Advisers Limited Current 2018-08-29
AFRODITE CASTELLI Affinia Financial Advisers Limited Current 2018-08-24
WAYNE ERNEST BROWN Affinia Financial Advisers Limited Current 2018-08-14
KRISTOPHER MEUWISSEN Affinia Financial Advisers Limited Current 2018-08-02
MELISSA PAPADIMAS Affinia Financial Advisers Limited Current 2018-07-31
LAUREN ISLES Affinia Financial Advisers Limited Current 2018-07-13
LUCY BOULOS Affinia Financial Advisers Limited Current 2018-07-11
RAPHAEL JUDE FERNANDEZ Affinia Financial Advisers Limited Current 2018-07-05
FRANK JOSEPH SCHAECHTILI Affinia Financial Advisers Limited Current 2018-06-18

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.