FINANCIAL CIRCLE PTY LTD


Address: Melbourne, VIC 3004, Australia

FINANCIAL CIRCLE PTY LTD (Licence# 000302222) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is August 9, 2006.

Service Overview

Register Name AFS Licence
Licence Name FINANCIAL CIRCLE PTY LTD
Licence Number 000302222
Licence ABN 53106702470
Issue Date 2006-08-09
Locality MELBOURNE
State VIC
Postcode 3004
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001259460 MARK WILD Ceased 2017-10-31
000279939 PAUL LONGHI Ceased 2017-10-13
001239900 AMARNATH SEN Ceased 2017-10-04
000318370 SUNGAI ANDREW PFUMOJENA Ceased 2017-09-14
000446207 NICOLE YUNFEI NIU Ceased 2017-09-11
001242059 SYED MUHAMMAD ALI ZAIDI Ceased 2017-08-28
001251659 AMJATH JAWAHIR MOHAMED Ceased 2017-08-28
000278767 JASON ROSEWARNE Ceased 2009-06-26
000290152 PAUL ANTHONY HOLLY Ceased 2007-04-16
000244358 DEBORAH WHITING Ceased 2006-08-09

Office Location

Locality MELBOURNE
State VIC
Postcode 3004
Country Australia

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Service Name Issue Date Locality
NATIONAL PLANNING PARTNERS PTY LTD 2018-03-26 Melbourne, VIC 3004, Australia
NEXIF ENERGY AUSTRALIA MANAGEMENT PTY LTD 2017-11-06 Melbourne, VIC 3004, Australia
ANC WEALTH PTY LTD 2017-06-13 Melbourne, VIC 3004, Australia
BOUTIQUE WEALTH AUSTRALIA PTY. LTD. 2017-05-01 Melbourne, VIC 3004, Australia
SUPERFUND WORKS PTY. LTD. 2017-04-05 Melbourne, VIC 3004, Australia
ID FUNDS MANAGEMENT LIMITED 2017-03-29 Melbourne, VIC 3004, Australia
STERLING PRIVATE PTY LTD 2017-03-16 Melbourne, VIC 3004, Australia
DIXON AND DOSHI FINANCIAL SERVICES PTY LTD 2016-09-27 Melbourne, VIC 3004, Australia
TOWNSEND COBAIN PTY LTD 2016-09-15 Melbourne, VIC 3004, Australia
PARTNERS WEALTH GROUP ADVICE PTY LTD 2016-08-04 Melbourne, VIC 3004, Australia

Competitor

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Postal Code 3004

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.