CRAIG WARWICK BAILLIE


Licensee: NOVUS CAPITAL LIMITED

CRAIG WARWICK BAILLIE (Adviser# 000451320) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is January 8, 2014.

Adviser Overview

Register Name Financial Advisers
Adviser Name CRAIG WARWICK BAILLIE
Adviser Number 000451320
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 1981
Financial Service (AFS) Licence Licence# 000238168
NOVUS CAPITAL LIMITED
Licence ABN 32006711995
Adviser Start Date 2014-01-08
Appointing Representative Name NOVUS CAPITAL LIMITED
Appointing Representative Number 000238168
Appointing Representative ABN 32006711995

Authorisations to provide financial product advice

  • CRAIG WARWICK BAILLIE
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Derivative
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Margin Lending Facility Standard
  • ·
  • Miscellaneous Financial Investment Products

Qualifications and training history

Qualification / Degree Institute / School
Margin Lending Deaken Prime
SDIA Accreditation Program ASIC PS146 - Korum ( Deakin University)

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000238168 NOVUS CAPITAL LIMITED 2014-01-08 - NOVUS CAPITAL LIMITED

Licensee Information

Licence Name NOVUS CAPITAL LIMITED
Licence Number 000238168
Licence ABN 32006711995

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
ALEXANDER SINCLAIR WATKINS Novus Capital Limited Current 2014-04-15
STUART BADEN BOYCE Novus Capital Limited Ceased 2014-03-18
JOSEPH BENJAMIN ANDARY Novus Capital Limited Current 2013-01-10
JOHN STOKES Novus Capital Limited Current 2012-02-24
CAMPBELL DOUGLAS WELCH Novus Capital Limited Current 2011-11-23
MAON CAREY SHER Novus Capital Limited Ceased 2010-06-21
GARY ROBERT GLOVER Novus Capital Limited Current 2009-09-21
YVONNE LU Novus Capital Limited Ceased 2009-08-26
TOM BOOTH Novus Capital Limited Current 2009-01-21
JIE GUO Novus Capital Limited Current 2008-09-02

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.