STEPHEN JOHN MOSS (Adviser# 000454146) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 1, 2018.
| Register Name | Financial Advisers |
| Adviser Name | STEPHEN JOHN MOSS |
| Adviser Number | 000454146 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 1995 |
| Financial Service (AFS) Licence |
Licence# 000471728 CIP LICENSING LIMITED |
| Licence Controlled By | CIPL (HOLDING) LIMITED |
| Adviser Start Date | 2018-07-01 |
| Appointing Representative Name | CIP LICENSING LIMITED |
| Appointing Representative Number | 000471728 |
| Memberships | Financial Planning Association of Australia (FPA) |
|
| Qualification / Degree | Institute / School |
|---|---|
| Accredited Listed Product Adviser Program | Kaplan |
| Bachelor of Arts | University of New South Wales |
| Diploma of Financial Planning | Deakin University |
| Graduate Diploma in Applied Finance and Investment | Securities Institute of Australia |
| Self Managed Superannuation Funds | Kaplan |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000471728 |
CIP LICENSING LIMITED
Licence controlled by: CIPL (HOLDING) LIMITED |
2018-07-01 - | CIP LICENSING LIMITED |
| 000307248 |
DOVER FINANCIAL ADVISERS PTY LTD
Licence controlled by: TERRY MCMASTER [Date Ceased: 01/08/2018] |
2017-12-08 - 2018-07-04 | DOVER FINANCIAL ADVISERS PTY LTD |
| 000240687 |
SECURITOR FINANCIAL GROUP LTD
Licence controlled by: WESTPAC BANKING CORPORATION |
2014-02-27 - 2017-12-08 | SECURITOR FINANCIAL GROUP LTD |
| 000230686 |
NATIONAL AUSTRALIA BANK LIMITED
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED |
1995-02-12 - 2014-02-03 |
| Licence Name | CIP LICENSING LIMITED |
| Licence Number | 000471728 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.