CIP LICENSING LIMITED


Address: Rockhampton City, QLD 4700, Australia

CIP LICENSING LIMITED (Licence# 000471728) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is May 4, 2015.

Service Overview

Register Name AFS Licence
Licence Name CIP LICENSING LIMITED
Licence Number 000471728
Licence ABN 63603558658
Issue Date 2015-05-04
Locality ROCKHAMPTON CITY
State QLD
Postcode 4700
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • interests in managed investment schemes limited to:
      • MDA services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility;
      • superannuation; and
      • financial products limited to:
    • miscellaneous financial investment products limited to MDA services;
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • interests in managed investment schemes excluding investor directed portfolio services;
      • interests in managed investment schemes limited to:
        • MDA services;
      • securities; and
      • financial products limited to:
        • miscellaneous financial investment products limited to MDA services;
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation; and
    • underwriting:
      • interests in managed investment schemes; and
      • an issue of securities;
  • operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
    • "Capricorn Diversified Investment Fund" scheme (ARSN: 139 774 646),
    • a scheme which only holds the following types of property:
      • financial assets; and
      • "Merchant Opportunities Fund" scheme (ARSN: 111 456 387),
    • a scheme which only holds the following types of property:
      • financial assets; and
      • provide the following custodial or depository services:
  • operate custodial or depository services other than investor directed portfolio services;
    to retail and wholesale clients.

    Financial advisers

    Adviser Number Adviser Name Status Start Date
    001266612 MINGHUI HOU Current 2018-08-02
    000259357 NICOLE STAFFORD Current 2018-07-04
    000231909 LESLIE SAGGUS Current 2018-07-01
    000308445 CHRISTOPHER ERNEST FLOOK Current 2018-07-01
    000330831 ANDREW MALINS Current 2018-07-01
    000454146 STEPHEN JOHN MOSS Current 2018-07-01
    000443238 MATTHEW ROBERT GOSCHNICK Ceased 2018-07-01
    000410101 MICHAEL VINCENT CALLAGHAN Current 2017-09-01
    001254140 JODIE LEE STEWART Current 2017-04-17
    001253857 DEAN WILLIAM TIPPING Current 2017-04-11

    Office Location

    Locality ROCKHAMPTON CITY
    State QLD
    Postcode 4700
    Country Australia

    Financial services with the same postcode

    Service Name Issue Date Locality
    ASTUTE ADVISORY SERVICES PTY LTD 2009-07-23 Rockhampton City, QLD 4700, Australia
    THE CAPRICORNIAN LTD 2004-03-01 Rockhampton City, QLD 4700, Australia
    KENNAS FINANCIAL SERVICES PTY. LTD. 2003-12-04 Rockhampton City, QLD 4700, Australia
    PIRANHA INSURANCE BROKERS PTY. LTD. 2003-11-14 Rockhampton City, QLD 4700, Australia

    Financial services with the same locality

    Service Name Issue Date Locality
    ASTUTE ADVISORY SERVICES PTY LTD 2009-07-23 Rockhampton City, QLD 4700, Australia
    THE CAPRICORNIAN LTD 2004-03-01 Rockhampton City, QLD 4700, Australia
    KENNAS FINANCIAL SERVICES PTY. LTD. 2003-12-04 Rockhampton City, QLD 4700, Australia
    PIRANHA INSURANCE BROKERS PTY. LTD. 2003-11-14 Rockhampton City, QLD 4700, Australia

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    SIA FUNDS MANAGEMENT PTY LTD 2018-07-30 Glenunga, SA 5064, Australia
    CAMPASPE FINANCIAL SERVICES PTY LTD 2018-07-30 Echuca, VIC 3564, Australia
    PK INSURANCE BROKERS PTY LTD 2018-07-27 Penrith, NSW 2750, Australia
    BGH CAPITAL CUSTODY SERVICES PTY LIMITED 2018-07-25 Melbourne, VIC 3000, Australia
    MORETON MANAGED INVESTMENTS PTY LTD 2018-07-20 Sydney, NSW 2000, Australia
    AUSTRALIS INVESTMENT MANAGEMENT COMPANY PTY LTD 2018-07-19 Melbourne, VIC 3000, Australia
    ETHICAL PARTNERS FUNDS MANAGEMENT PTY LTD 2018-07-19 Sydney, NSW 2000, Australia
    FORTY SEVEN GROUP PTY LTD 2018-07-19 Innaloo, WA 6018, Australia

    Competitor

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    Postal Code 4700

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    Dataset Information


    Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
    Jurisdiction Australia
    Related Datasets Australian Businesses, Australian Companies

    This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.