THE CAPRICORNIAN LTD


Address: Rockhampton City, QLD 4700, Australia

THE CAPRICORNIAN LTD (Licence# 000246780) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is March 1, 2004.

Service Overview

Register Name AFS Licence
Licence Name THE CAPRICORNIAN LTD
Licence Number 000246780
Licence ABN 54087650940
Issue Date 2004-03-01
Locality ROCKHAMPTON CITY
State QLD
Postcode 4700
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products including:
      • basic deposit products;
      • deposit products other than basic deposit products; and
      • non-cash payment products;
    • general insurance products; and
    • life products limited to:
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds limited to:
    • consumer credit insurance products; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • deposit and payment products including:
        • basic deposit products;
        • deposit products other than basic deposit products; and
        • non-cash payment products; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products including:
        • basic deposit products;
        • deposit products other than basic deposit products; and
        • non-cash payment products;
      • general insurance products; and
      • life products limited to:
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds limited to:
      • consumer credit insurance products;
to retail and wholesale clients.

Office Location

Locality ROCKHAMPTON CITY
State QLD
Postcode 4700
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
CIP LICENSING LIMITED 2015-05-04 Rockhampton City, QLD 4700, Australia
ASTUTE ADVISORY SERVICES PTY LTD 2009-07-23 Rockhampton City, QLD 4700, Australia
KENNAS FINANCIAL SERVICES PTY. LTD. 2003-12-04 Rockhampton City, QLD 4700, Australia
PIRANHA INSURANCE BROKERS PTY. LTD. 2003-11-14 Rockhampton City, QLD 4700, Australia

Financial services with the same locality

Service Name Issue Date Locality
CIP LICENSING LIMITED 2015-05-04 Rockhampton City, QLD 4700, Australia
ASTUTE ADVISORY SERVICES PTY LTD 2009-07-23 Rockhampton City, QLD 4700, Australia
KENNAS FINANCIAL SERVICES PTY. LTD. 2003-12-04 Rockhampton City, QLD 4700, Australia
PIRANHA INSURANCE BROKERS PTY. LTD. 2003-11-14 Rockhampton City, QLD 4700, Australia

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Competitor

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Postal Code 4700

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.