GREGORY DUFF


Licensee: BWA FINANCIAL GROUP PTY LTD

GREGORY DUFF (Adviser# 000459164) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is October 3, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name GREGORY DUFF
Adviser Number 000459164
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2014
Financial Service (AFS) Licence Licence# 000498086
BWA FINANCIAL GROUP PTY LTD
Licence Controlled By The Trustee for TR FORD FAMILY TRUST
Adviser Start Date 2017-10-03
Appointing Representative Name BWA FINANCIAL GROUP PTY LTD
Appointing Representative Number 000498086
Memberships Financial Planning Association of Australia (FPA)
Further Restrictions Superannuation excludes Self Managed Super Funds

Authorisations to provide financial product advice

  • GREGORY DUFF
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Commerce Deakin University

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000498086 BWA FINANCIAL GROUP PTY LTD
Licence controlled by: The Trustee for TR FORD FAMILY TRUST
Further restrictions: Superannuation excludes Self Managed Super Funds
2017-10-03 - BWA FINANCIAL GROUP PTY LTD
000221557 MAGNITUDE GROUP PTY LTD
Licence controlled by: WESTPAC BANKING CORPORATION
Further restrictions: Excluding Self Managed Superannuation Funds
2014-06-11 - 2017-09-30 MAGNITUDE GROUP PTY LTD

Licensee Information

Licence Name BWA FINANCIAL GROUP PTY LTD
Licence Number 000498086

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.