BWA FINANCIAL GROUP PTY LTD


Address: Belmont, VIC 3216, Australia

BWA FINANCIAL GROUP PTY LTD (Licence# 000498086) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is October 3, 2017.

Service Overview

Register Name AFS Licence
Licence Name BWA FINANCIAL GROUP PTY LTD
Licence Number 000498086
Licence ABN 35618500922
Issue Date 2017-10-03
Locality BELMONT
State VIC
Postcode 3216
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000231672 TIMOTHY ROBERT FORD Current 2017-10-03
000329442 KANE ALAN QUICKENSTED Current 2017-10-03
000459164 GREGORY DUFF Current 2017-10-03

Office Location

Locality BELMONT
State VIC
Postcode 3216
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
MELBOURNE CAPITAL LIMITED 2004-02-01 Waurn Ponds, VIC 3216, Australia

Financial services with the same locality

Service Name Issue Date Locality
O'CONNOR, SUSAN 2016-04-22 Belmont, WA 6104, Australia
SHARTRU WEALTH MANAGEMENT PTY LTD 2012-07-30 Belmont, NSW 2280, Australia
SECURE FUTURE FINANCIAL PLANNING PTY LTD 2011-03-09 Belmont, QLD 4153, Australia
PINDAN CAPITAL LTD 2010-03-03 Belmont, WA 6104, Australia
MASEFIELD HOLDINGS PTY. LTD. 2003-07-01 Belmont, WA 6104, Australia

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CAMPASPE FINANCIAL SERVICES PTY LTD 2018-07-30 Echuca, VIC 3564, Australia
PK INSURANCE BROKERS PTY LTD 2018-07-27 Penrith, NSW 2750, Australia
BGH CAPITAL CUSTODY SERVICES PTY LIMITED 2018-07-25 Melbourne, VIC 3000, Australia
MORETON MANAGED INVESTMENTS PTY LTD 2018-07-20 Sydney, NSW 2000, Australia
AUSTRALIS INVESTMENT MANAGEMENT COMPANY PTY LTD 2018-07-19 Melbourne, VIC 3000, Australia
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FORTY SEVEN GROUP PTY LTD 2018-07-19 Innaloo, WA 6018, Australia

Competitor

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Postal Code 3216

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.