PINDAN CAPITAL LTD


Address: Belmont, WA 6104, Australia

PINDAN CAPITAL LTD (Licence# 000342911) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is March 3, 2010.

Service Overview

Register Name AFS Licence
Licence Name PINDAN CAPITAL LTD
Licence Number 000342911
Licence ABN 78139599652
Issue Date 2010-03-03
Locality BELMONT
State WA
Postcode 6104
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide general financial product advice to retail and wholesale clients for the following classes of financial products:
    • interests in managed investment schemes excluding investor directed portfolio services; and
  • provide general financial product advice to wholesale clients only for the following classes of financial products:
    • derivatives restricted to derivatives utilised for the management of financial risk (hedging) which only have the purposes of;
    • management or mitigation of the financial consequences of particular circumstances happening; or
    • avoiding or limiting the financial consequences of fluctuations, in or in the value of, receipts or costs (including prices and interest rates);
    • securities; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients in respect of the following classes of financial products:
      • interests in managed investment schemes excluding investor directed portfolio services; and
    • issuing, applying for, acquiring, varying or disposing of a financial product to wholesale clients only in respect of the following classes of financial products:
      • derivatives restricted to derivatives utilised for the management of financial risk (hedging) which only have the purposes of;
      • management or mitigation of the financial consequences of particular circumstances happening; or
      • avoiding or limiting the financial consequences of fluctuations, in or in the value of, receipts or costs (including prices and interest rates);
      • securities; and
    • applying for, acquiring, varying or disposing of a financial product to retail and wholesale clients on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • general insurance products;
      • interests in managed investment schemes excluding investor directed portfolio services; and
    • applying for, acquiring, varying or disposing of a financial product to wholesale clients only on behalf of another person in respect of the following classes of products:
      • derivatives restricted to derivatives utilised for the management of financial risk (hedging) which only have the purposes of;
      • management or mitigation of the financial consequences of particular circumstances happening; or
      • avoiding or limiting the financial consequences of fluctuations, in or in the value of, receipts or costs (including prices and interest rates);
      • securities; and
  • operate the following kinds of registered managed investment schemes (including the holding of any incidental property) to retail and wholesale clients in its capacity as responsible entity:
    • "Otan Property Fund" scheme (ARSN: 142 104 158),
    • a scheme which only holds the following types of property:
      • direct real property; and
      • provide the following custodial or depository services to wholesale clients only:
operate custodial or depository services other than investor directed portfolio services

Office Location

Locality BELMONT
State WA
Postcode 6104
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
O'CONNOR, SUSAN 2016-04-22 Belmont, WA 6104, Australia
MASEFIELD HOLDINGS PTY. LTD. 2003-07-01 Belmont, WA 6104, Australia

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BWA FINANCIAL GROUP PTY LTD 2017-10-03 Belmont, VIC 3216, Australia
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MASEFIELD HOLDINGS PTY. LTD. 2003-07-01 Belmont, WA 6104, Australia

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BGH CAPITAL CUSTODY SERVICES PTY LIMITED 2018-07-25 Melbourne, VIC 3000, Australia
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AUSTRALIS INVESTMENT MANAGEMENT COMPANY PTY LTD 2018-07-19 Melbourne, VIC 3000, Australia
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Competitor

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Postal Code 6104

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.