ADAM DOUGLAS CHALLEN KERR

Licensee: HUMBLE GOODE FINANCIAL PTY LTD

ADAM DOUGLAS CHALLEN KERR (Adviser# 000466897) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is October 1, 2014.

Adviser Overview

Register Name Financial Advisers
Adviser Name ADAM DOUGLAS CHALLEN KERR
Adviser Number 000466897
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2014
Financial Service (AFS) Licence Licence# 000349026
HUMBLE GOODE FINANCIAL PTY LTD
Licence ABN 69142070808
Adviser Start Date 2014-10-01
Appointing Representative Name HUMBLE GOODE FINANCIAL PTY LTD
Appointing Representative Number 000349026
Appointing Representative ABN 69142070808
Memberships Association of Independently Owned Financial Professionals (AIOFP)

Authorisations to provide financial product advice

  • ADAM DOUGLAS CHALLEN KERR
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Deposit Payment Non Cash Deposit
  • ·
  • Derivative
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Commerce (Finance) Flinders University
Bachelor of Laws and Legal Practice Flinders University
Certified Financial Strategist Association of Independently Owned Financial Professionals (AIOFP)

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000349026 HUMBLE GOODE FINANCIAL PTY LTD 2014-10-01 - HUMBLE GOODE FINANCIAL PTY LTD
000349026 HUMBLE GOODE FINANCIAL PTY LTD 2012-08-29 - 2015-03-24 HUMBLE GOODE FINANCIAL PTY LTD

Licensee Information

Licence Name HUMBLE GOODE FINANCIAL PTY LTD
Licence Number 000349026
Licence ABN 69142070808

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
MATTHEW SHANE PETHICK Humble Goode Financial Pty Ltd Current 2018-07-01
JAMES FREDERICK DALTON Humble Goode Financial Pty Ltd Current 2015-12-01
JARRAD BLAKE MURDOCH Humble Goode Financial Pty Ltd Current 2015-12-01
KENNETH HUMBLE Humble Goode Financial Pty Ltd Current 2010-06-21
RICHARD GOODE Humble Goode Financial Pty Ltd Current 2010-06-21
ANH TRI VICTORY VU Humble Goode Financial Pty Ltd Current 2010-06-21

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
MATTHEW SHANE PETHICK Humble Goode Financial Pty Ltd Current 2018-07-01
JAMES FREDERICK DALTON Humble Goode Financial Pty Ltd Current 2015-12-01
JARRAD BLAKE MURDOCH Humble Goode Financial Pty Ltd Current 2015-12-01
KENNETH HUMBLE Humble Goode Financial Pty Ltd Current 2010-06-21
RICHARD GOODE Humble Goode Financial Pty Ltd Current 2010-06-21
ANH TRI VICTORY VU Humble Goode Financial Pty Ltd Current 2010-06-21

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.