HUMBLE GOODE FINANCIAL PTY LTD


Address: Kent Town, SA 5067, Australia

HUMBLE GOODE FINANCIAL PTY LTD (Licence# 000349026) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is June 11, 2010.

Service Overview

Register Name AFS Licence
Licence Name HUMBLE GOODE FINANCIAL PTY LTD
Licence Number 000349026
Licence ABN 69142070808
Issue Date 2010-06-11
Locality KENT TOWN
State SA
Postcode 5067
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products including:
      • basic deposit products;
      • deposit products other than basic deposit products; and
      • non-cash payment products;
    • derivatives;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products including:
        • basic deposit products;
        • deposit products other than basic deposit products; and
        • non-cash payment products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000450115 MATTHEW SHANE PETHICK Current 2018-07-01
001237804 JAMES FREDERICK DALTON Current 2015-12-01
001237805 JARRAD BLAKE MURDOCH Current 2015-12-01
000466897 ADAM DOUGLAS CHALLEN KERR Current 2014-10-01
000466897 ADAM DOUGLAS CHALLEN KERR Ceased 2012-08-29
000231768 KENNETH HUMBLE Current 2010-06-21
000231769 RICHARD GOODE Current 2010-06-21
000330836 ANH TRI VICTORY VU Current 2010-06-21

Office Location

Locality KENT TOWN
State SA
Postcode 5067
Country Australia

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ORBE SOLUTIONS PTY LTD 2018-05-30 Norwood, SA 5067, Australia
WATZDORF NOMINEES PTY LTD 2018-04-09 Kent Town, SA 5067, Australia
GLOBAL FUNDING PARTNERS PTY LTD 2018-01-11 Kent Town, SA 5067, Australia
GF SUPER PLANNER PTY LTD 2017-01-11 Kent Town, SA 5067, Australia
CIGANOVIC, MARLENE JADWIGA 2016-11-23 Norwood, SA 5067, Australia
MARTINI, ABRAHAM 2016-11-08 Kent Town, SA 5067, Australia
WEBBER INSURANCE GROUP PTY LTD 2016-11-03 Kent Town, SA 5067, Australia
RCR ADVISORY PTY LTD 2016-10-26 Norwood, SA 5067, Australia
SJN CA WEALTH ADVISORY PTY LTD 2016-10-07 Rose Park, SA 5067, Australia
I2 ADVISORY FINANCIAL SERVICES PTY LTD 2016-08-26 Norwood, SA 5067, Australia

Competitor

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Postal Code 5067

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.