JAMES FREDERICK DALTON (Adviser# 001237804) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is December 1, 2015.
| Register Name | Financial Advisers |
| Adviser Name | JAMES FREDERICK DALTON |
| Adviser Number | 001237804 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2015 |
| Financial Service (AFS) Licence |
Licence# 000349026 HUMBLE GOODE FINANCIAL PTY LTD |
| Licence ABN | 69142070808 |
| Adviser Start Date | 2015-12-01 |
| Appointing Representative Name | HUMBLE GOODE FINANCIAL PTY LTD |
| Appointing Representative Number | 000349026 |
| Appointing Representative ABN | 69142070808 |
|
| Qualification / Degree | Institute / School |
|---|---|
| Bachelor of Arts ( Psychology ) | Adelaide University |
| Bachelor of Laws | Adelaide University |
| Diploma Financial Services ( Financial Planning ) | Mentor |
| Graduate Diploma of Legal Practice | Law Society SA |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000349026 | HUMBLE GOODE FINANCIAL PTY LTD | 2015-12-01 - | HUMBLE GOODE FINANCIAL PTY LTD |
| Licence Name | HUMBLE GOODE FINANCIAL PTY LTD |
| Licence Number | 000349026 |
| Licence ABN | 69142070808 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| MATTHEW SHANE PETHICK | Humble Goode Financial Pty Ltd | Current | 2018-07-01 |
| JARRAD BLAKE MURDOCH | Humble Goode Financial Pty Ltd | Current | 2015-12-01 |
| ADAM DOUGLAS CHALLEN KERR | Humble Goode Financial Pty Ltd | Current | 2014-10-01 |
| KENNETH HUMBLE | Humble Goode Financial Pty Ltd | Current | 2010-06-21 |
| RICHARD GOODE | Humble Goode Financial Pty Ltd | Current | 2010-06-21 |
| ANH TRI VICTORY VU | Humble Goode Financial Pty Ltd | Current | 2010-06-21 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| MATTHEW SHANE PETHICK | Humble Goode Financial Pty Ltd | Current | 2018-07-01 |
| JARRAD BLAKE MURDOCH | Humble Goode Financial Pty Ltd | Current | 2015-12-01 |
| ADAM DOUGLAS CHALLEN KERR | Humble Goode Financial Pty Ltd | Current | 2014-10-01 |
| KENNETH HUMBLE | Humble Goode Financial Pty Ltd | Current | 2010-06-21 |
| RICHARD GOODE | Humble Goode Financial Pty Ltd | Current | 2010-06-21 |
| ANH TRI VICTORY VU | Humble Goode Financial Pty Ltd | Current | 2010-06-21 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.