MARK CANDY


Licensee: COUNT FINANCIAL LIMITED

MARK CANDY (Adviser# 000467779) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is March 4, 2016.

Adviser Overview

Register Name Financial Advisers
Adviser Name MARK CANDY
Adviser Number 000467779
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2014
Financial Service (AFS) Licence Licence# 000227232
COUNT FINANCIAL LIMITED
Licence ABN 19001974625
Licence Controlled By COMMONWEALTH BANK OF AUSTRALIA
Adviser Start Date 2016-03-04
Appointing Representative Name COUNT FINANCIAL LIMITED
Appointing Representative Number 000227232
Appointing Representative ABN 19001974625
Memberships Association of Financial Advisers (AFA)
Further Restrictions Not authorised to provide personal advice on Standard Margin Lending

Authorisations to provide financial product advice

  • MARK CANDY
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Business (Banking & Finance) Monash University
Diploma of Financial Planning Kaplan Professional
Investment Products 1 Kaplan Professional
Master of Management Southern Cross University
Self Managed Super Funds Mentor Education

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000227232 COUNT FINANCIAL LIMITED
Licence controlled by: COMMONWEALTH BANK OF AUSTRALIA
Further restrictions: Not authorised to provide personal advice on Standard Margin Lending
2016-03-04 - COUNT FINANCIAL LIMITED
000475064 TOTAL ADVICE SOLUTIONS PTY LTD 2015-07-15 - 2016-02-18 TOTAL ADVICE SOLUTIONS PTY LTD
000344762 SENTINEL PRIVATE WEALTH PTY LTD 2014-10-29 - 2015-07-14 SENTINEL PRIVATE WEALTH PTY LTD

Licensee Information

Licence Name COUNT FINANCIAL LIMITED
Licence Number 000227232
Licence ABN 19001974625

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
ANTHONY RAGONESE Count Financial Limited Current 2018-08-22
JENNIFER GREGORY Count Financial Limited Current 2018-08-20
JOHN SAADE Count Financial Limited Current 2018-08-14
KYLIE ALCORN Count Financial Limited Current 2018-08-10
JEREMY GUIRGUIS Count Financial Limited Current 2018-08-10
JACQUELINE QUENTAL Count Financial Limited Current 2018-08-01
KADE JEFFREE BEASLEY Count Financial Limited Current 2018-07-12
THI MAI THAO LAM Count Financial Limited Current 2018-06-08
ANDREW LUKE DOS SANTOS Count Financial Limited Current 2018-05-10
JAMES PETER COLIN BROWN Count Financial Limited Current 2018-05-08

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.