SENTINEL PRIVATE WEALTH PTY LTD


Address: Hamilton, QLD 4007, Australia

SENTINEL PRIVATE WEALTH PTY LTD (Licence# 000344762) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is April 22, 2010.

Service Overview

Register Name AFS Licence
Licence Name SENTINEL PRIVATE WEALTH PTY LTD
Licence Number 000344762
Licence ABN 45141149304
Issue Date 2010-04-22
Locality HAMILTON
State QLD
Postcode 4007
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000460730 MORGAN ROHAN JOHNSON Ceased 2018-01-15
001239793 STEFANO DURO Ceased 2017-07-14
001235635 NATHALIE FRADD Ceased 2017-07-11
001255322 MORGAN HAYWARD Ceased 2017-06-07
001005771 GREGORY STORMONT Ceased 2017-06-06
000269226 JOSEPH ANTHONY NOWAK Ceased 2017-04-27
001246916 ANGUS TAYLOR Ceased 2017-04-06
001253437 ROBERT CHAPMAN Ceased 2017-04-03
000418641 DARREN EDMOND LIMBACH Ceased 2017-03-31
000255353 RICHARD LYNCH Ceased 2017-03-23

Office Location

Locality HAMILTON
State QLD
Postcode 4007
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
TRIUMPH INVESTMENT GROUP PTY LTD 2016-02-18 Hamilton, QLD 4007, Australia
WHITES IFM PTY LTD 2005-02-23 Hamilton, QLD 4007, Australia
AFSL GROUP PTY LTD 2004-08-16 Ascot, QLD 4007, Australia

Financial services with the same locality

Service Name Issue Date Locality
G.K. STRUCK PTY LTD 2017-03-22 Hamilton, VIC 3300, Australia
CG ADVISORS PTY LTD 2016-11-17 Hamilton, VIC 3300, Australia
GRAMPIANS INVESTMENT SERVICES PTY LTD 2016-03-18 Hamilton, VIC 3300, Australia
TRIUMPH INVESTMENT GROUP PTY LTD 2016-02-18 Hamilton, QLD 4007, Australia
HAMILTON ASSET MANAGEMENT LIMITED 2010-06-25 Hamilton, NSW 2303, Australia
WHITES IFM PTY LTD 2005-02-23 Hamilton, QLD 4007, Australia
PRITCHARD & PARTNERS PTY LIMITED 2004-03-10 Hamilton, NSW 2303, Australia
GREATER INVESTMENT SERVICES PTY LTD 2004-03-10 Hamilton, NSW 2303, Australia
HENLEY UNDERWRITING & INVESTMENT COMPANY PTY LTD 2004-02-20 Hamilton, NSW 2303, Australia
GREATER BANK LIMITED 2004-01-17 Hamilton, NSW 2303, Australia

Competitor

Search similar business entities

Postal Code 4007

Improve Information

Please comment or provide details below to improve the information on .

Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.