HENLEY UNDERWRITING & INVESTMENT COMPANY PTY LTD


Address: Hamilton, NSW 2303, Australia

HENLEY UNDERWRITING & INVESTMENT COMPANY PTY LTD (Licence# 000260967) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is February 20, 2004.

Service Overview

Register Name AFS Licence
Licence Name HENLEY UNDERWRITING & INVESTMENT COMPANY PTY LTD
Licence Number 000260967
Licence ABN 75000034435
Issue Date 2004-02-20
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 011451
Locality HAMILTON
State NSW
Postcode 2303
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives limited to:
      • old law securities options contracts and warrants;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities; and
      • superannuation; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives limited to:
        • old law securities options contracts and warrants;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities; and
        • superannuation;
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives limited to:
        • old law securities options contracts and warrants;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities; and
        • superannuation; and
    • underwriting:
      • interests in managed investment schemes; and
      • an issue of securities;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001005751 STEVEN SHANE PRITCHARD Current 2016-11-30
001005752 ENZO PIRILLO Current 2016-11-30

Office Location

Locality HAMILTON
State NSW
Postcode 2303
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
HAMILTON ASSET MANAGEMENT LIMITED 2010-06-25 Hamilton, NSW 2303, Australia
PRITCHARD & PARTNERS PTY LIMITED 2004-03-10 Hamilton, NSW 2303, Australia
GREATER INVESTMENT SERVICES PTY LTD 2004-03-10 Hamilton, NSW 2303, Australia
GREATER BANK LIMITED 2004-01-17 Hamilton, NSW 2303, Australia

Financial services with the same locality

Service Name Issue Date Locality
G.K. STRUCK PTY LTD 2017-03-22 Hamilton, VIC 3300, Australia
CG ADVISORS PTY LTD 2016-11-17 Hamilton, VIC 3300, Australia
GRAMPIANS INVESTMENT SERVICES PTY LTD 2016-03-18 Hamilton, VIC 3300, Australia
TRIUMPH INVESTMENT GROUP PTY LTD 2016-02-18 Hamilton, QLD 4007, Australia
HAMILTON ASSET MANAGEMENT LIMITED 2010-06-25 Hamilton, NSW 2303, Australia
SENTINEL PRIVATE WEALTH PTY LTD 2010-04-22 Hamilton, QLD 4007, Australia
WHITES IFM PTY LTD 2005-02-23 Hamilton, QLD 4007, Australia
PRITCHARD & PARTNERS PTY LIMITED 2004-03-10 Hamilton, NSW 2303, Australia
GREATER INVESTMENT SERVICES PTY LTD 2004-03-10 Hamilton, NSW 2303, Australia
GREATER BANK LIMITED 2004-01-17 Hamilton, NSW 2303, Australia

Competitor

Search similar business entities

Postal Code 2303

Improve Information

Please comment or provide details below to improve the information on .

Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.