STEVEN SHANE PRITCHARD (Adviser# 001005751) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is November 30, 2016.
| Register Name | Financial Advisers |
| Adviser Name | STEVEN SHANE PRITCHARD |
| Adviser Number | 001005751 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 1988 |
| Financial Service (AFS) Licence |
Licence# 000260967 HENLEY UNDERWRITING & INVESTMENT COMPANY PTY LTD |
| Licence ABN | 75000034435 |
| Licence Controlled By | PRITCHARD EQUITY LIMITED |
| Adviser Start Date | 2016-11-30 |
| Appointing Representative Name | HENLEY UNDERWRITING & INVESTMENT COMPANY PTY LTD |
| Appointing Representative Number | 000260967 |
| Appointing Representative ABN | 75000034435 |
| Memberships |
CPA Australia (CPA) CPA Australia (CPA) FINSIA FINSIA Taxation Institute of Australia Taxation Institute of Australia |
|
| Qualification / Degree | Institute / School |
|---|---|
| Bachelor of Commerce | University of Newcastle |
| Bachelor of Commerce | University of Newcastle |
| Certified Practising Accountant | CPA Australia |
| Certified Practising Accountant | CPA Australia |
| Graduate Diploma in Applied Finance & Investment | Securities Institute of Australia |
| Graduate Diploma in Applied Finance & Investment | Securities Institute of Australia |
| Registered Tax Agent | Tax Practioners Board |
| Registered Tax Agent | Tax Practioners Board |
| SMSF Auditor | ASIC |
| SMSF Auditor | ASIC |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000260967 |
HENLEY UNDERWRITING & INVESTMENT COMPANY PTY LTD
Licence controlled by: PRITCHARD EQUITY LIMITED |
2016-11-30 - | HENLEY UNDERWRITING & INVESTMENT COMPANY PTY LTD |
| 000246712 |
PRITCHARD & PARTNERS PTY LIMITED
Licence controlled by: STEVEN PRITCHARD INVESTMENTS PTY. LIMITED |
2004-03-10 - | PRITCHARD & PARTNERS PTY LIMITED |
| 000246705 | OPENMARKETS AUSTRALIA LIMITED | 2004-03-01 - 2014-04-10 |
| Licence Name | HENLEY UNDERWRITING & INVESTMENT COMPANY PTY LTD |
| Licence Number | 000260967 |
| Licence ABN | 75000034435 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| ENZO PIRILLO | Henley Underwriting & Investment Company Pty Ltd | Current | 2016-11-30 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| ENZO PIRILLO | Henley Underwriting & Investment Company Pty Ltd | Current | 2016-11-30 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.