GREGORY STORMONT (Adviser# 001005771) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is January 16, 2018.
| Register Name | Financial Advisers |
| Adviser Name | GREGORY STORMONT |
| Adviser Number | 001005771 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Ceased |
| Adviser First Advice Year | 1987 |
| Financial Service (AFS) Licence |
Licence# 000502654 THE ADVISORY FIRM PTY LTD |
| Licence ABN | 77613805146 |
| Licence Controlled By |
Naomi Skye PRASSINAS Paul Vincent CARCALLAS |
| Adviser Start Date | 2018-01-16 |
| Adviser End Date | 2018-06-01 |
| Appointing Representative Name | THE ADVISORY FIRM PTY LTD |
| Appointing Representative Number | 000502654 |
| Appointing Representative ABN | 77613805146 |
|
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000502654 |
THE ADVISORY FIRM PTY LTD
Licence controlled by: Naomi Skye PRASSINAS ~ Paul Vincent CARCALLAS |
2018-01-16 - 2018-06-01 | THE ADVISORY FIRM PTY LTD |
| 000344762 | SENTINEL PRIVATE WEALTH PTY LTD | 2017-06-06 - 2018-01-12 | SENTINEL PRIVATE WEALTH PTY LTD |
| 000237121 |
ORD MINNETT LIMITED
Licence controlled by: IOOF HOLDINGS LTD |
2015-12-22 - 2016-05-10 | ORD MINNETT LIMITED |
| 000240813 |
MORGAN STANLEY WEALTH MANAGEMENT AUSTRALIA PTY LTD
Licence controlled by: MORGAN STANLEY SMITH BARNEY HOLDINGS LLC Further restrictions: Derivatives: Authorised to provide personal financial product advice to retail clients as a Level 1 ASIC Accredited Derivatives Adviser for Exchanged Traded Options. |
2006-08-14 - 2015-10-19 | MORGAN STANLEY WEALTH MANAGEMENT AUSTRALIA PTY LTD |
| Licence Name | THE ADVISORY FIRM PTY LTD |
| Licence Number | 000502654 |
| Licence ABN | 77613805146 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| KRISTEN MARIE HODGE | The Advisory Firm Pty Ltd | Current | 2018-06-22 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| KRISTEN MARIE HODGE | The Advisory Firm Pty Ltd | Current | 2018-06-22 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.