THE ADVISORY FIRM PTY LTD


Address: Varsity Lakes, QLD 4227, Australia

THE ADVISORY FIRM PTY LTD (Licence# 000502654) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is January 15, 2018.

Service Overview

Register Name AFS Licence
Licence Name THE ADVISORY FIRM PTY LTD
Licence Number 000502654
Licence ABN 77613805146
Issue Date 2018-01-15
Locality VARSITY LAKES
State QLD
Postcode 4227
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities; and
        • superannuation;
to retail clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001265308 KRISTEN MARIE HODGE Current 2018-06-22
001239463 PAUL CARCALLAS Current 2018-01-16
001005771 GREGORY STORMONT Ceased 2018-01-16

Office Location

Locality VARSITY LAKES
State QLD
Postcode 4227
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
ALLSTATE PARTNERS SUPER PTY LTD 2016-08-01 Varsity Lakes, QLD 4227, Australia
YONG, STEPHEN ANTHONY 2016-05-30 Reedy Creek, QLD 4227, Australia
PRESTIGE WEALTH MANAGEMENT PTY LTD 2015-10-07 Varsity Lakes, QLD 4227, Australia
STRATACASH MANAGEMENT PTY LTD 2008-06-16 Varsity Lakes, QLD 4227, Australia
LONGHOU CAPITAL MARKETS PTY LTD 2005-11-17 Varsity Lakes, QLD 4227, Australia
CLASSIC CLUBS LIMITED 2004-10-27 Varsity Lakes, QLD 4227, Australia
STRATAPAY PTY. LTD. 2004-10-13 Varsity Lakes, QLD 4227, Australia
TIKI VILLAGE INTERNATIONAL LTD 2004-03-10 Varsity Lakes, QLD 4227, Australia
ULTIQA LIFESTYLE PROMOTIONS LIMITED 2004-03-05 Varsity Lakes, QLD 4227, Australia
ULTIQA LIFESTYLE POINTS LIMITED 2004-03-02 Varsity Lakes, QLD 4227, Australia

Competitor

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Postal Code 4227

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.