CHRIS THOMS

Licensee: CMT FINANCIAL SERVICES PTY LTD

CHRIS THOMS (Adviser# 001000683) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is May 28, 2013.

Adviser Overview

Register Name Financial Advisers
Adviser Name CHRIS THOMS
Adviser Number 001000683
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2005
Financial Service (AFS) Licence Licence# 000434377
CMT FINANCIAL SERVICES PTY LTD
Licence ABN 61162109373
Adviser Start Date 2013-05-28
Appointing Representative Name SUPER FOCUS PTY LTD
Appointing Representative Number 000441824
Memberships Financial Planning Association of Australia (FPA)
Financial Services Institute of Australasia
Independent Financial Advisers Association of Australia (IFAAA)
SMSF Association

Authorisations to provide financial product advice

  • CHRIS THOMS
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Business RMIT
Bachelor of Economics Monash University
Graduate Diploma of Financial Planning Securities Institute
Master of Business Administration Monash University
Professional Certificate in SMSF's Adelaide University

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000434377 CMT FINANCIAL SERVICES PTY LTD 2013-05-28 - SUPER FOCUS PTY LTD
000278937 THE ADVICE EXCHANGE PTY LTD
Licence controlled by: ADVICE EXCHANGE SOLUTIONS PTY LTD
2011-10-01 - 2013-10-31
000236643 PERPETUAL TRUSTEE COMPANY LIMITED
Licence controlled by: PERPETUAL LIMITED
2010-10-01 - 2011-09-30

Licensee Information

Licence Name CMT FINANCIAL SERVICES PTY LTD
Licence Number 000434377
Licence ABN 61162109373

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
THOMAS CRIGAN Cmt Financial Services Pty Ltd Current 2016-08-16
ANDREW JAMES GARRIGAN Cmt Financial Services Pty Ltd Current 2015-10-12

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
THOMAS CRIGAN Cmt Financial Services Pty Ltd Current 2016-08-16
ANDREW JAMES GARRIGAN Cmt Financial Services Pty Ltd Current 2015-10-12

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.