ROB ELLIS


Licensee: UNISON ADVICE SERVICES LTD

ROB ELLIS (Adviser# 001000807) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is January 16, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name ROB ELLIS
Adviser Number 001000807
Adviser Role Financial Adviser
Adviser Role Status Ceased
Adviser First Advice Year 2005
Financial Service (AFS) Licence Licence# 000228894
UNISON ADVICE SERVICES LTD
Licence ABN 12096919603
Licence Controlled By CROWE HORWATH AUSTRALASIA PTY LTD
FINDEX GROUP LIMITED
Adviser Start Date 2017-01-16
Adviser End Date 2017-10-13
Appointing Representative Name UNISON ADVICE SERVICES LTD
Appointing Representative Number 000228894
Appointing Representative ABN 12096919603

Authorisations to provide financial product advice

  • ROB ELLIS

Qualifications and training history

Qualification / Degree Institute / School
Advanced Diploma of Financial Services (Financial Planning) Kaplan Professional
Certificate III in Business Administration Sunraysia Institute of TAFE
Certificate IV in Financial Services (Finance/Mortgage Broking) AAMC Training Group
Diploma of Financial Services (Financial Planning) Kaplan Professional
Self Managed Superannuation Funds Kaplan Professional

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000228894 UNISON ADVICE SERVICES LTD
Licence controlled by: CROWE HORWATH AUSTRALASIA PTY LTD ~ FINDEX GROUP LIMITED
2017-01-16 - 2017-10-13 UNISON ADVICE SERVICES LTD
000243253 FINDEX ADVICE SERVICES PTY LTD
Licence controlled by: FINDEX GROUP LIMITED
2015-11-23 - FINDEX ADVICE SERVICES PTY LTD
000238244 CROWE HORWATH FINANCIAL ADVICE PTY LTD
Licence controlled by: CROWE HORWATH AUSTRALASIA PTY LTD
2009-09-30 - 2016-05-10 CROWE HORWATH FINANCIAL ADVICE PTY LTD
000231138 FINANCIAL WISDOM LIMITED
Licence controlled by: COMMONWEALTH BANK OF AUSTRALIA
2004-11-03 - 2009-09-14 ROBERT ALLAN ELLIS

Licensee Information

Licence Name UNISON ADVICE SERVICES LTD
Licence Number 000228894
Licence ABN 12096919603

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
SU FONG GOH Unison Advice Services Ltd Ceased 2012-12-01
DAVID STRACKLEROTH Unison Advice Services Ltd Ceased 2012-08-30
MEGAN HENDERSON Unison Advice Services Ltd Ceased 2009-03-01
DARREN WRIGHT Unison Advice Services Ltd Ceased 2006-09-29
SIMON CROXTON Unison Advice Services Ltd Ceased 2003-07-02

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
SU FONG GOH Unison Advice Services Ltd Ceased 2012-12-01
DAVID STRACKLEROTH Unison Advice Services Ltd Ceased 2012-08-30
MEGAN HENDERSON Unison Advice Services Ltd Ceased 2009-03-01
DARREN WRIGHT Unison Advice Services Ltd Ceased 2006-09-29
SIMON CROXTON Unison Advice Services Ltd Ceased 2003-07-02

Competitor

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.