MICHAEL HEFFERNAN


Licensee: PHILLIP CAPITAL LIMITED

MICHAEL HEFFERNAN (Adviser# 001001409) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is January 19, 2015.

Adviser Overview

Register Name Financial Advisers
Adviser Name MICHAEL HEFFERNAN
Adviser Number 001001409
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2001
Financial Service (AFS) Licence Licence# 000246827
PHILLIP CAPITAL LIMITED
Licence ABN 14002918247
Adviser Start Date 2015-01-19
Appointing Representative Name PHILLIP CAPITAL LIMITED
Appointing Representative Number 000246827
Appointing Representative ABN 14002918247
Memberships Economics Society of Australia - Victorian Division
Financial Services Institute of Australasia
Law Institute of Victoria

Authorisations to provide financial product advice

  • MICHAEL HEFFERNAN
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Securities
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Barrister & Solicitor of Victoria Law Institute of Victoria
Economics Honours - Monash University
Law Degree Melbourne University
PS 146 Securities Institute of Australia
Practicing Certificate Law Institute of Victoria

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000246827 PHILLIP CAPITAL LIMITED 2015-01-19 - PHILLIP CAPITAL LIMITED
000246842 FINCLEAR EXECUTION LIMITED
Licence controlled by: FINCLEAR PTY LTD
2012-03-13 - 2015-01-16
000244410 AUSTOCK FINANCIAL SERVICES PTY LTD
Licence controlled by: GENERATION DEVELOPMENT GROUP LIMITED [Date Ceased: 17/03/2017]
2006-01-30 - 2012-03-09

Licensee Information

Licence Name PHILLIP CAPITAL LIMITED
Licence Number 000246827
Licence ABN 14002918247

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
MARK WILSON WISEMAN Phillip Capital Limited Current 2018-06-29
LAY CHIENG CHYE Phillip Capital Limited Ceased 2017-03-01
MICHAEL CORI Phillip Capital Limited Ceased 2017-01-30
NICK KATIFORIS Phillip Capital Limited Ceased 2017-01-23
ERWIN JOSEPH TAN Phillip Capital Limited Ceased 2017-01-18
RAHN CATO Phillip Capital Limited Ceased 2016-10-26
JEAN-FRANCOIS BERTINCOURT Phillip Capital Limited Ceased 2016-09-22
LACHLAN GRAEME OWEN Phillip Capital Limited Ceased 2016-09-19
DAVID XI ZHU Phillip Capital Limited Ceased 2016-09-13
LACHLAN GRAEME OWEN Phillip Capital Limited Ceased 2016-09-12

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.