FINCLEAR EXECUTION LIMITED


Address: Melbourne, VIC 3000, Australia

FINCLEAR EXECUTION LIMITED (Licence# 000246842) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is March 10, 2004.

Service Overview

Register Name AFS Licence
Licence Name FINCLEAR EXECUTION LIMITED
Licence Number 000246842
Licence ABN 56061751102
Issue Date 2004-03-10
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 069037
Locality MELBOURNE
State VIC
Postcode 3000
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide general financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • interests in managed investment schemes limited to:
      • MDA services; and
      • securities;
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • interests in managed investment schemes limited to:
        • MDA services;
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives limited to:
        • old law securities options contracts and warrants;
      • foreign exchange contracts;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • interests in managed investment schemes limited to:
        • MDA services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • superannuation; and
        • financial products limited to:
      • miscellaneous financial investment products limited to MDA services; and
    • underwriting:
      • interests in managed investment schemes; and
      • an issue of securities; and
  • provide the following custodial or depository services:
    • operate custodial or depository services other than investor directed portfolio services;
      to retail and wholesale clients.

      Financial advisers

      Adviser Number Adviser Name Status Start Date
      001266265 GREIG BARROW Ceased 2013-08-08
      001001409 MICHAEL HEFFERNAN Ceased 2012-03-13
      001004618 DAVID WYLIE Ceased 2010-03-01
      001003195 JEREMY PREE Ceased 2010-03-01
      001005381 DANIEL CIMOLI Ceased 2010-03-01
      000461650 PATRICK ARTHUR HUNT Ceased 2010-01-04
      000326845 REBECCA ANNE RYAN Ceased 2009-02-01
      000333023 PARIS MAGDALINOS Ceased 2008-06-01
      000307271 IAN MARK RODRIGUES Ceased 2007-07-01
      001005874 GEORGE PAPDIMITRIOU Ceased 2004-04-11

      Office Location

      Locality MELBOURNE
      State VIC
      Postcode 3000
      Country Australia

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      Competitor

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      Postal Code 3000

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      Dataset Information


      Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
      Jurisdiction Australia
      Related Datasets Australian Businesses, Australian Companies

      This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.