ROBERT GARTON SMITH

Licensee: PRIMARY SECURITIES LTD

ROBERT GARTON SMITH (Adviser# 001002117) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is February 14, 2003.

Adviser Overview

Register Name Financial Advisers
Adviser Name ROBERT GARTON SMITH
Adviser Number 001002117
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2000
Financial Service (AFS) Licence Licence# 000224107
PRIMARY SECURITIES LTD
Licence ABN 96089812635
Licence Controlled By PRIMARY CONSOLIDATED PTY LTD
Adviser Start Date 2003-02-14
Appointing Representative Name PRIMARY SECURITIES LTD
Appointing Representative Number 000224107
Appointing Representative ABN 96089812635
Memberships Financial Services Institute of Australasia
Law Society of Western Australia

Authorisations to provide financial product advice

  • ROBERT GARTON SMITH
  • ·
  • Managed Investment Schemes Excluding IDPS
  • ·
  • Securities

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Commerce University of Western Australia
Bachelor of Laws University of Western Australia
Garduate Diploma of Financial Planning Financial Services Institute of Australasia

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000224107 PRIMARY SECURITIES LTD
Licence controlled by: PRIMARY CONSOLIDATED PTY LTD
2003-02-14 - PRIMARY SECURITIES LTD

Licensee Information

Licence Name PRIMARY SECURITIES LTD
Licence Number 000224107
Licence ABN 96089812635

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.