PRIMARY SECURITIES LTD

Address: Fremantle, WA 6160, Australia

PRIMARY SECURITIES LTD (Licence# 000224107) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is February 13, 2003.

Service Overview

Register Name AFS Licence
Licence Name PRIMARY SECURITIES LTD
Licence Number 000224107
Licence ABN 96089812635
Issue Date 2003-02-13
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 192619
Locality FREMANTLE
State WA
Postcode 6160
Country Australia

Licence condition

provide financial product advice for the following classes of financial products:
  • deposit and payment products limited to:
    • basic deposit products;
  • deposit products other than basic deposit products;
  • interests in managed investment schemes excluding investor directed portfolio services; and
  • securities;
  • provide general financial product advice for the following classes of financial products:
    • derivatives;
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • derivatives;
      • interests in managed investment schemes excluding investor directed portfolio services; and
      • securities; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives;
      • general insurance products;
      • interests in managed investment schemes excluding investor directed portfolio services; and
      • securities;
  • operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
    • "Primary Loan Board" scheme (ARSN: 618 038 609),
    • a scheme which only holds the following types of property:
      • mortgages; and
      • financial assets;
    • "Primary Mortgage Board" scheme (ARSN: 618 037 826),
    • a scheme which only holds the following types of property:
      • mortgages;
      • schemes which only hold the following types of property:
      • direct real property;
      • financial assets; and
      • derivatives;
    • schemes that are promoted to raise funds solely to finance primary production ventures as an active commercial enterprise limited to:
      • forestry; and
  • provide the following custodial or depository services:
    • operate custodial or depository services other than investor directed portfolio services;
        • to retail and wholesale clients.

        Financial advisers

        Adviser Number Adviser Name Status Start Date
        001002117 ROBERT GARTON SMITH Current 2003-02-14

        Office Location

        Locality FREMANTLE
        State WA
        Postcode 6160
        Country Australia

        Financial services with the same postcode

        Service Name Issue Date Locality
        FISHER, MARK STEPHEN 2017-03-30 Fremantle, WA 6160, Australia
        FRANCIS A JONES PTY LTD 2016-03-29 Fremantle, WA 6160, Australia
        CYTI (AUSTRALIA) PTY LTD 2015-03-20 Fremantle, WA 6160, Australia
        ENDEAVOUR SECURITIES PTY LTD 2015-01-05 Fremantle, WA 6160, Australia
        PLUM GROVE PTY LTD 2003-09-26 Fremantle, WA 6160, Australia

        Financial services with the same locality

        Service Name Issue Date Locality
        FISHER, MARK STEPHEN 2017-03-30 Fremantle, WA 6160, Australia
        FRANCIS A JONES PTY LTD 2016-03-29 Fremantle, WA 6160, Australia
        CYTI (AUSTRALIA) PTY LTD 2015-03-20 Fremantle, WA 6160, Australia
        ENDEAVOUR SECURITIES PTY LTD 2015-01-05 Fremantle, WA 6160, Australia
        PLUM GROVE PTY LTD 2003-09-26 Fremantle, WA 6160, Australia

        Competitor

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        Postal Code 6160

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        Dataset Information

        Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
        Jurisdiction Australia
        Related Datasets Australian Businesses, Australian Companies

        This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.