PLUM GROVE PTY LTD

Address: Fremantle, WA 6160, Australia

PLUM GROVE PTY LTD (Licence# 000231163) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is September 26, 2003.

Service Overview

Register Name AFS Licence
Licence Name PLUM GROVE PTY LTD
Licence Number 000231163
Licence ABN 61104516305
Issue Date 2003-09-26
Locality FREMANTLE
State WA
Postcode 6160
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • derivatives limited to:
      • derivatives relating to the wholesale price of grain only;
    • foreign exchange contracts; and
    • securities; and
  • deal in a financial product by:
    • arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
      • derivatives limited to:
        • derivatives relating to the wholesale price of grain; and
      • other derivatives which are entered into for the purpose of managing a financial risk that arises in the ordinary course of the activities of the person where the person:
        • is not making a market for any such derivatives; and
        • is only dealing in any such derivatives on the person's own behalf; and
    • arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
      • derivatives limited to:
        • derivatives relating to the wholesale price of grain; and
      • other derivatives which are entered into for the purpose of managing a financial risk that arises in the ordinary course of the activities of the person where the person:
        • is not making a market for any such derivatives; and
        • is only dealing in any such derivatives on the person's own behalf;
      • foreign exchange contracts; and
      • securities;
to wholesale clients.

Office Location

Locality FREMANTLE
State WA
Postcode 6160
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
FISHER, MARK STEPHEN 2017-03-30 Fremantle, WA 6160, Australia
FRANCIS A JONES PTY LTD 2016-03-29 Fremantle, WA 6160, Australia
CYTI (AUSTRALIA) PTY LTD 2015-03-20 Fremantle, WA 6160, Australia
ENDEAVOUR SECURITIES PTY LTD 2015-01-05 Fremantle, WA 6160, Australia
PRIMARY SECURITIES LTD 2003-02-13 Fremantle, WA 6160, Australia

Financial services with the same locality

Service Name Issue Date Locality
FISHER, MARK STEPHEN 2017-03-30 Fremantle, WA 6160, Australia
FRANCIS A JONES PTY LTD 2016-03-29 Fremantle, WA 6160, Australia
CYTI (AUSTRALIA) PTY LTD 2015-03-20 Fremantle, WA 6160, Australia
ENDEAVOUR SECURITIES PTY LTD 2015-01-05 Fremantle, WA 6160, Australia
PRIMARY SECURITIES LTD 2003-02-13 Fremantle, WA 6160, Australia

Competitor

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Postal Code 6160

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Dataset Information

Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.