COLIN CAMPBELL


Licensee: SOVEREIGN CAPITAL PTY LTD

COLIN CAMPBELL (Adviser# 001002212) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is July 31, 2014.

Adviser Overview

Register Name Financial Advisers
Adviser Name COLIN CAMPBELL
Adviser Number 001002212
Adviser Role Financial Adviser
Adviser Role Status Ceased
Adviser First Advice Year 2006
Financial Service (AFS) Licence Licence# 000456235
SOVEREIGN CAPITAL PTY LTD
Licence ABN 44164127833
Licence Controlled By BENNELONG WEALTH HOLDINGS PTY. LTD. [Date Ceased: 17/08/2018]
WTF Management Pty Ltd ATF Sovereign Partners Trust
Adviser Start Date 2014-07-31
Adviser End Date 2017-05-30
Appointing Representative Name SOVEREIGN CAPITAL PTY LTD
Appointing Representative Number 000456235
Appointing Representative ABN 44164127833
Memberships Fellow of the Finance & Treasury Association (FFTP)
Senior Fellow Finsia (SF Fin)

Authorisations to provide financial product advice

  • COLIN CAMPBELL

Qualifications and training history

Qualification / Degree Institute / School
Accredited Derivatives Adviser, Level 2 Kaplan Professional
Bachelor of Commerce University of Melbourne
Master of Business Administration RMIT
Professional Diploma in Stockbroking Deakin Prime
Securities Institute Diploma Course Securities Institute of Australia

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000456235 SOVEREIGN CAPITAL PTY LTD
Licence controlled by: BENNELONG WEALTH HOLDINGS PTY. LTD. [Date Ceased: 17/08/2018] ~ WTF Management Pty Ltd ATF Sovereign Partners Trust
2014-07-31 - 2017-05-30 SOVEREIGN CAPITAL PTY LTD
000233763 CARNBREA & CO. LTD.
Licence controlled by: BENNELONG WEALTH HOLDINGS PTY. LTD. [Date Ceased: 03/07/2018] ~ The Trustee for Carnbrea Securities Trust
2014-06-23 - CARNBREA & CO. LTD.
000238375 WILSONS ADVISORY AND STOCKBROKING LIMITED
Licence controlled by: PINNACLE INVESTMENT MANAGEMENT GROUP LIMITED [Date Ceased: 29/02/2016] ~ WILSONS HOLDING COMPANY PTY LTD
2006-05-01 - 2014-05-22

Licensee Information

Licence Name SOVEREIGN CAPITAL PTY LTD
Licence Number 000456235
Licence ABN 44164127833

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
CHRIS FORREST Sovereign Capital Pty Ltd Current 2015-07-23
JEFFREY WRIGHTSON Sovereign Capital Pty Ltd Current 2015-07-23
NINA KAZMIERCZAK Sovereign Capital Pty Ltd Current 2015-07-23
STEPHEN THAXTER Sovereign Capital Pty Ltd Current 2015-07-23
PAUL ANTHONY STONE Sovereign Capital Pty Ltd Ceased 2014-07-31
DANIEL STEVEN WOOD Sovereign Capital Pty Ltd Ceased 2014-07-31
MARCO MELLADO Sovereign Capital Pty Ltd Ceased 2014-07-31

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
CHRIS FORREST Sovereign Capital Pty Ltd Current 2015-07-23
JEFFREY WRIGHTSON Sovereign Capital Pty Ltd Current 2015-07-23
NINA KAZMIERCZAK Sovereign Capital Pty Ltd Current 2015-07-23
STEPHEN THAXTER Sovereign Capital Pty Ltd Current 2015-07-23
PAUL ANTHONY STONE Sovereign Capital Pty Ltd Ceased 2014-07-31
DANIEL STEVEN WOOD Sovereign Capital Pty Ltd Ceased 2014-07-31
MARCO MELLADO Sovereign Capital Pty Ltd Ceased 2014-07-31

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.