OSCAR JOHN LLOYD HOWARD


Licensee: COMMONWEALTH PRIVATE LIMITED

OSCAR JOHN LLOYD HOWARD (Adviser# 001003469) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is August 15, 2016.

Adviser Overview

Register Name Financial Advisers
Adviser Name OSCAR JOHN LLOYD HOWARD
Adviser Number 001003469
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2010
Financial Service (AFS) Licence Licence# 000314018
COMMONWEALTH PRIVATE LIMITED
Licence ABN 30125238039
Adviser Start Date 2016-08-15
Appointing Representative Name COMMONWEALTH PRIVATE LIMITED
Appointing Representative Number 000314018
Appointing Representative ABN 30125238039
Memberships Financial Planning Association of Australia (FPA)

Authorisations to provide financial product advice

  • OSCAR JOHN LLOYD HOWARD
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Deposit Payment Non Cash Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Advanced Diploma of Financial Services (Financial Planning) Kaplan
Bachelor of Commerce University of Melbourne

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000314018 COMMONWEALTH PRIVATE LIMITED 2016-08-15 - COMMONWEALTH PRIVATE LIMITED
000234527 AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Licence controlled by: AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Further restrictions: Also permitted to provide financial product advice for: FIN-MDA Services, FIN-Non-Standard Margin Lending Facility, FIN-Miscellaneous Financial Investment Products - MDA Services, FIN-Miscellaneous Financial Risk Products, FIN-FHSA Issued non ADI and Self Managed Super Funds.
2007-08-12 - 2016-07-01 AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED

Licensee Information

Licence Name COMMONWEALTH PRIVATE LIMITED
Licence Number 000314018
Licence ABN 30125238039

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
BYRON BO ZHANG Commonwealth Private Limited Current 2018-08-17
CONSTANTINE MICHAEL MAGLIS Commonwealth Private Limited Current 2018-05-30
JOSEPHINE SMITH Commonwealth Private Limited Current 2018-02-28
ROSEMARIE GURRISI Commonwealth Private Limited Current 2017-11-01
LISA LIN Commonwealth Private Limited Current 2017-04-20
PATRICK ALBERT Commonwealth Private Limited Current 2016-08-12
WARWICK BIRD Commonwealth Private Limited Current 2016-07-20
STACEY CONLAN Commonwealth Private Limited Current 2016-05-26
FRANCIS GOMEZ Commonwealth Private Limited Ceased 2016-04-13
SYLVIA CHAN Commonwealth Private Limited Current 2016-03-21

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.