SHAUN ANDREW SUTCLIFFE


Licensee: NATIONAL AUSTRALIA BANK LIMITED

SHAUN ANDREW SUTCLIFFE (Adviser# 001003700) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is March 5, 2015.

Adviser Overview

Register Name Financial Advisers
Adviser Name SHAUN ANDREW SUTCLIFFE
Adviser Number 001003700
Adviser Role Financial Adviser
Adviser Role Status Ceased
Adviser First Advice Year 2007
Financial Service (AFS) Licence Licence# 000230686
NATIONAL AUSTRALIA BANK LIMITED
Licence ABN 12004044937
Licence Controlled By NATIONAL AUSTRALIA BANK LIMITED
Adviser Start Date 2015-03-05
Adviser End Date 2018-01-25
Appointing Representative Name NATIONAL AUSTRALIA BANK LIMITED
Appointing Representative Number 000230686
Appointing Representative ABN 12004044937

Authorisations to provide financial product advice

  • SHAUN ANDREW SUTCLIFFE

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000230686 NATIONAL AUSTRALIA BANK LIMITED
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED
2015-03-05 - 2018-01-25 NATIONAL AUSTRALIA BANK LIMITED
000288160 ONEPATH GENERAL INSURANCE PTY LIMITED 2009-02-16 - 2009-10-09

Licensee Information

Licence Name NATIONAL AUSTRALIA BANK LIMITED
Licence Number 000230686
Licence ABN 12004044937

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
KRISTOPHER PHILIP CHAPMAN National Australia Bank Limited Current 2018-08-21
LAURA ANN KELLY National Australia Bank Limited Current 2018-08-21
GILLIAN LAURA SEMENTILLI National Australia Bank Limited Current 2018-08-16
NICOLETTE QUINN National Australia Bank Limited Current 2018-07-23
SEBASTIANO MANTELLO National Australia Bank Limited Current 2018-07-12
MICHAEL BADGER National Australia Bank Limited Current 2018-07-02
CHENG-YUNG YU National Australia Bank Limited Current 2018-06-27
CAITLIN JANE KIMPTON National Australia Bank Limited Current 2018-06-22
SEAN O'NEIL National Australia Bank Limited Current 2018-06-20
ORLANE HUGH GHI National Australia Bank Limited Current 2018-06-15

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.