EDDY SEE


Licensee: FINANCIAL FOUNDATIONS AUSTRALIA PTY. LTD.

EDDY SEE (Adviser# 001003953) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 11, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name EDDY SEE
Adviser Number 001003953
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2006
Financial Service (AFS) Licence Licence# 000237439
FINANCIAL FOUNDATIONS AUSTRALIA PTY. LTD.
Licence ABN 56006829116
Licence Controlled By IBWM PTY LTD
Adviser Start Date 2017-07-11
Appointing Representative Name FINANCIAL FOUNDATIONS AUSTRALIA PTY. LTD.
Appointing Representative Number 000237439
Appointing Representative ABN 56006829116
Memberships Financial Planning Association (FPA) - Certified Financial Planner

Authorisations to provide financial product advice

  • EDDY SEE
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Business (Financial Planning) RMIT

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000237439 FINANCIAL FOUNDATIONS AUSTRALIA PTY. LTD.
Licence controlled by: IBWM PTY LTD
2017-07-11 - FINANCIAL FOUNDATIONS AUSTRALIA PTY. LTD.
000231139 COMMONWEALTH FINANCIAL PLANNING LIMITED
Licence controlled by: COMMONWEALTH BANK OF AUSTRALIA
Further restrictions: Not authorised to provide personal advice on Securities, Standard Margin Lending
2013-10-01 - 2017-06-30 COMMONWEALTH FINANCIAL PLANNING LIMITED
000238317 CREDIT UNION AUSTRALIA LTD 2011-10-01 - 2013-08-30

Licensee Information

Licence Name FINANCIAL FOUNDATIONS AUSTRALIA PTY. LTD.
Licence Number 000237439
Licence ABN 56006829116

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
JOHN KOSTOPOULOS Financial Foundations Australia Pty. Ltd. Current 2018-04-11
STEPHEN ROBERT LAYFIELD Financial Foundations Australia Pty. Ltd. Current 2016-03-07
TYRONE COCKLE Financial Foundations Australia Pty. Ltd. Current 2005-07-01
ROBERT SALMON Financial Foundations Australia Pty. Ltd. Ceased 2003-10-10
MARY ANN FOX Financial Foundations Australia Pty. Ltd. Ceased 2003-10-10
JOHN COCKLE Financial Foundations Australia Pty. Ltd. Ceased 2003-10-10
NEIL COX Financial Foundations Australia Pty. Ltd. Ceased 2003-10-10

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
JOHN KOSTOPOULOS Financial Foundations Australia Pty. Ltd. Current 2018-04-11
STEPHEN ROBERT LAYFIELD Financial Foundations Australia Pty. Ltd. Current 2016-03-07
TYRONE COCKLE Financial Foundations Australia Pty. Ltd. Current 2005-07-01
ROBERT SALMON Financial Foundations Australia Pty. Ltd. Ceased 2003-10-10
MARY ANN FOX Financial Foundations Australia Pty. Ltd. Ceased 2003-10-10
JOHN COCKLE Financial Foundations Australia Pty. Ltd. Ceased 2003-10-10
NEIL COX Financial Foundations Australia Pty. Ltd. Ceased 2003-10-10

Competitor

Search similar business entities

Improve Information

Please comment or provide details below to improve the information on .

Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.