FINANCIAL FOUNDATIONS AUSTRALIA PTY. LTD.


Address: Dandenong, VIC 3175, Australia

FINANCIAL FOUNDATIONS AUSTRALIA PTY. LTD. (Licence# 000237439) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is October 9, 2003.

Service Overview

Register Name AFS Licence
Licence Name FINANCIAL FOUNDATIONS AUSTRALIA PTY. LTD.
Licence Number 000237439
Licence ABN 56006829116
Issue Date 2003-10-09
Pre FSR Pre FSR (Financial Services Reform) Role and Licence Number:
SecDlr 013205
Locality DANDENONG
State VIC
Postcode 3175
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • interests in managed investment schemes limited to:
      • MDA services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
      • interests in managed investment schemes limited to:
        • MDA services; and
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • interests in managed investment schemes limited to:
        • MDA services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001263248 JOHN KOSTOPOULOS Current 2018-04-11
001003953 EDDY SEE Current 2017-07-11
000259433 STEPHEN ROBERT LAYFIELD Current 2016-03-07
001003862 SHANE XAVIER MONTE SILVA Ceased 2010-03-20
000257781 PAUL KEITH JACKSON Ceased 2009-09-01
000284332 GINO NARDELLA Ceased 2009-06-01
000277135 ANTHONY TORZILLO Ceased 2009-06-01
000346071 CHRISTOPHER DAVID NAIRN Ceased 2009-01-19
000246821 JASON HARVEY Ceased 2008-06-01
000325425 JOHN MICHAEL FLANAGAN Ceased 2008-05-19

Office Location

Locality DANDENONG
State VIC
Postcode 3175
Country Australia

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R.J. SANDERSON & ASSOCIATES PTY. LTD. 2016-06-24 Dandenong, VIC 3175, Australia
PRZULJ, ANGELA 2016-06-21 Dandenong, VIC 3175, Australia
WISE FINANCIAL ADVISORS PTY LTD 2016-01-13 Dandenong, VIC 3175, Australia
SIRVA PTY LTD 2005-11-17 Dandenong, VIC 3175, Australia
DOUG KERR INSURANCE CONSULTANTS PTY. LTD. 2004-03-10 Dandenong, VIC 3175, Australia
SEAR & ASSOCIATES INSURANCE BROKERS PTY. LTD. 2004-03-10 Dandenong, VIC 3175, Australia
M.W.Y. FINANCIAL SERVICES PTY. LTD. 2002-11-06 Dandenong, VIC 3175, Australia
RMBL INVESTMENTS LIMITED 2002-10-15 Dandenong, VIC 3175, Australia

Competitor

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Postal Code 3175

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.