STEPHEN ROBERT LAYFIELD


Licensee: FINANCIAL FOUNDATIONS AUSTRALIA PTY. LTD.

STEPHEN ROBERT LAYFIELD (Adviser# 000259433) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is March 7, 2016.

Adviser Overview

Register Name Financial Advisers
Adviser Name STEPHEN ROBERT LAYFIELD
Adviser Number 000259433
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser ABN 45428144120
Adviser First Advice Year 2004
Financial Service (AFS) Licence Licence# 000237439
FINANCIAL FOUNDATIONS AUSTRALIA PTY. LTD.
Licence ABN 56006829116
Licence Controlled By IBWM PTY LTD
Adviser Start Date 2016-03-07
Appointing Representative Name FINANCIAL FOUNDATIONS AUSTRALIA PTY. LTD.
Appointing Representative Number 000237439
Appointing Representative ABN 56006829116

Authorisations to provide financial product advice

  • STEPHEN ROBERT LAYFIELD
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Accredited Derivatives 1 & 2 Deakin Prime/ Stockbrokers Association
Bachelor of Commerce Monash University
Diploma of Financial Planning Financial Planning Association
Margin Lending Accreditation Deakin Prime/ Stockbrokers Association

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000237439 FINANCIAL FOUNDATIONS AUSTRALIA PTY. LTD.
Licence controlled by: IBWM PTY LTD
2016-03-07 - FINANCIAL FOUNDATIONS AUSTRALIA PTY. LTD.
000238168 NOVUS CAPITAL LIMITED 2013-06-20 - 2016-03-11 NOVUS CAPITAL LIMITED

Licensee Information

Licence Name FINANCIAL FOUNDATIONS AUSTRALIA PTY. LTD.
Licence Number 000237439
Licence ABN 56006829116

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
JOHN KOSTOPOULOS Financial Foundations Australia Pty. Ltd. Current 2018-04-11
EDDY SEE Financial Foundations Australia Pty. Ltd. Current 2017-07-11
TYRONE COCKLE Financial Foundations Australia Pty. Ltd. Current 2005-07-01
ROBERT SALMON Financial Foundations Australia Pty. Ltd. Ceased 2003-10-10
MARY ANN FOX Financial Foundations Australia Pty. Ltd. Ceased 2003-10-10
JOHN COCKLE Financial Foundations Australia Pty. Ltd. Ceased 2003-10-10
NEIL COX Financial Foundations Australia Pty. Ltd. Ceased 2003-10-10

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
JOHN KOSTOPOULOS Financial Foundations Australia Pty. Ltd. Current 2018-04-11
EDDY SEE Financial Foundations Australia Pty. Ltd. Current 2017-07-11
TYRONE COCKLE Financial Foundations Australia Pty. Ltd. Current 2005-07-01
ROBERT SALMON Financial Foundations Australia Pty. Ltd. Ceased 2003-10-10
MARY ANN FOX Financial Foundations Australia Pty. Ltd. Ceased 2003-10-10
JOHN COCKLE Financial Foundations Australia Pty. Ltd. Ceased 2003-10-10
NEIL COX Financial Foundations Australia Pty. Ltd. Ceased 2003-10-10

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.