EDDY SEE (Adviser# 001003953) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is July 11, 2017.
Register Name | Financial Advisers |
Adviser Name | EDDY SEE |
Adviser Number | 001003953 |
Adviser Role | Financial Adviser |
Adviser Role Status | Current |
Adviser First Advice Year | 2006 |
Financial Service (AFS) Licence |
Licence# 000237439 FINANCIAL FOUNDATIONS AUSTRALIA PTY. LTD. |
Licence ABN | 56006829116 |
Licence Controlled By | IBWM PTY LTD |
Adviser Start Date | 2017-07-11 |
Appointing Representative Name | FINANCIAL FOUNDATIONS AUSTRALIA PTY. LTD. |
Appointing Representative Number | 000237439 |
Appointing Representative ABN | 56006829116 |
Memberships | Financial Planning Association (FPA) - Certified Financial Planner |
|
Qualification / Degree | Institute / School |
---|---|
Bachelor of Business (Financial Planning) | RMIT |
Licence Number | Licence Name | Adviser Date | Appointing Representative |
---|---|---|---|
000237439 |
FINANCIAL FOUNDATIONS AUSTRALIA PTY. LTD.
Licence controlled by: IBWM PTY LTD |
2017-07-11 - | FINANCIAL FOUNDATIONS AUSTRALIA PTY. LTD. |
000231139 |
COMMONWEALTH FINANCIAL PLANNING LIMITED
Licence controlled by: COMMONWEALTH BANK OF AUSTRALIA Further restrictions: Not authorised to provide personal advice on Securities, Standard Margin Lending |
2013-10-01 - 2017-06-30 | COMMONWEALTH FINANCIAL PLANNING LIMITED |
000238317 | CREDIT UNION AUSTRALIA LTD | 2011-10-01 - 2013-08-30 |
Licence Name | FINANCIAL FOUNDATIONS AUSTRALIA PTY. LTD. |
Licence Number | 000237439 |
Licence ABN | 56006829116 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
JOHN KOSTOPOULOS | Financial Foundations Australia Pty. Ltd. | Current | 2018-04-11 |
STEPHEN ROBERT LAYFIELD | Financial Foundations Australia Pty. Ltd. | Current | 2016-03-07 |
TYRONE COCKLE | Financial Foundations Australia Pty. Ltd. | Current | 2005-07-01 |
ROBERT SALMON | Financial Foundations Australia Pty. Ltd. | Ceased | 2003-10-10 |
MARY ANN FOX | Financial Foundations Australia Pty. Ltd. | Ceased | 2003-10-10 |
JOHN COCKLE | Financial Foundations Australia Pty. Ltd. | Ceased | 2003-10-10 |
NEIL COX | Financial Foundations Australia Pty. Ltd. | Ceased | 2003-10-10 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
JOHN KOSTOPOULOS | Financial Foundations Australia Pty. Ltd. | Current | 2018-04-11 |
STEPHEN ROBERT LAYFIELD | Financial Foundations Australia Pty. Ltd. | Current | 2016-03-07 |
TYRONE COCKLE | Financial Foundations Australia Pty. Ltd. | Current | 2005-07-01 |
ROBERT SALMON | Financial Foundations Australia Pty. Ltd. | Ceased | 2003-10-10 |
MARY ANN FOX | Financial Foundations Australia Pty. Ltd. | Ceased | 2003-10-10 |
JOHN COCKLE | Financial Foundations Australia Pty. Ltd. | Ceased | 2003-10-10 |
NEIL COX | Financial Foundations Australia Pty. Ltd. | Ceased | 2003-10-10 |
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Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
Jurisdiction | Australia |
Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.