BENJAMIN JAMES RUSSELL WAITE


Licensee: NATIONAL AUSTRALIA BANK LIMITED

BENJAMIN JAMES RUSSELL WAITE (Adviser# 001004141) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is October 4, 2010.

Adviser Overview

Register Name Financial Advisers
Adviser Name BENJAMIN JAMES RUSSELL WAITE
Adviser Number 001004141
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2009
Financial Service (AFS) Licence Licence# 000230686
NATIONAL AUSTRALIA BANK LIMITED
Licence ABN 12004044937
Licence Controlled By NATIONAL AUSTRALIA BANK LIMITED
Adviser Start Date 2010-10-04
Appointing Representative Name NATIONAL AUSTRALIA BANK LIMITED
Appointing Representative Number 000230686
Appointing Representative ABN 12004044937
Memberships Australian Technical Analysts Association (ATAA)
Financial Planning Association of Australia (FPA)

Authorisations to provide financial product advice

  • BENJAMIN JAMES RUSSELL WAITE
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Deposit Payment Non Cash Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Advanced Diploma Financial Planning - Pinnacle Financial Services Academy
CFP Certified Financial Planner - Financial Planning Association of Australia
Certificate Advanced Self Managed Super funds - Kaplan Proffesional Education
Diploma Technical Analysis - Australian Technical Analysist of Australia
Masters Degree Applied Finance - Kaplan Professional Education

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000230686 NATIONAL AUSTRALIA BANK LIMITED
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED
2010-10-04 - NATIONAL AUSTRALIA BANK LIMITED
000233060 AMP SUPERANNUATION LIMITED 2009-03-02 - 2010-08-23

Licensee Information

Licence Name NATIONAL AUSTRALIA BANK LIMITED
Licence Number 000230686
Licence ABN 12004044937

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KRISTOPHER PHILIP CHAPMAN National Australia Bank Limited Current 2018-08-21
LAURA ANN KELLY National Australia Bank Limited Current 2018-08-21
GILLIAN LAURA SEMENTILLI National Australia Bank Limited Current 2018-08-16
NICOLETTE QUINN National Australia Bank Limited Current 2018-07-23
SEBASTIANO MANTELLO National Australia Bank Limited Current 2018-07-12
MICHAEL BADGER National Australia Bank Limited Current 2018-07-02
CHENG-YUNG YU National Australia Bank Limited Current 2018-06-27
CAITLIN JANE KIMPTON National Australia Bank Limited Current 2018-06-22
SEAN O'NEIL National Australia Bank Limited Current 2018-06-20
ORLANE HUGH GHI National Australia Bank Limited Current 2018-06-15

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.