MICHAEL HARTLEY (Adviser# 001004192) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is April 5, 2016.
| Register Name | Financial Advisers |
| Adviser Name | MICHAEL HARTLEY |
| Adviser Number | 001004192 |
| Adviser Role | Financial Adviser |
| Adviser Role Status | Current |
| Adviser First Advice Year | 2007 |
| Financial Service (AFS) Licence |
Licence# 000333008 TMS CAPITAL PTY LTD |
| Licence ABN | 12110549418 |
| Adviser Start Date | 2016-04-05 |
| Appointing Representative Name | TMS CAPITAL PTY LTD |
| Appointing Representative Number | 000333008 |
| Appointing Representative ABN | 12110549418 |
| Memberships | Financial Planning Association of Australia (FPA) |
|
| Qualification / Degree | Institute / School |
|---|---|
| Advanced Diploma of Financial Planning | Kaplan Professional Education |
| International Certificate in Wealth Management | Chartered Institute for Securities & Investments (United Kingdom) |
| International Introduction to Investment | Chartered Institute for Securities & Investments (United Kingdom) |
| Margin Lending and Geared Investments | Kaplan Professional Education |
| Self Managed Superannuation Funds | Kaplan Professional Education |
| Licence Number | Licence Name | Adviser Date | Appointing Representative |
|---|---|---|---|
| 000333008 | TMS CAPITAL PTY LTD | 2016-04-05 - | TMS CAPITAL PTY LTD |
| 000233714 |
WESTPAC BANKING CORPORATION
Licence controlled by: WESTPAC BANKING CORPORATION |
2011-12-07 - 2015-10-01 | WESTPAC BANKING CORPORATION |
| Licence Name | TMS CAPITAL PTY LTD |
| Licence Number | 000333008 |
| Licence ABN | 12110549418 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| MATTHEW GARRETT WATERS | Tms Capital Pty Ltd | Current | 2017-09-15 |
| BARBARA BRAY | Tms Capital Pty Ltd | Current | 2016-04-05 |
| MURRAY JAMES MCGRATH | Tms Capital Pty Ltd | Current | 2009-02-11 |
| AARON KEITH MCMURRAY | Tms Capital Pty Ltd | Current | 2009-02-11 |
| BEN ROBERT CLARK | Tms Capital Pty Ltd | Current | 2009-02-11 |
| MATTHEW LLOYD STEPHENS | Tms Capital Pty Ltd | Current | 2009-02-11 |
| MATTHEW JAMES SALMON | Tms Capital Pty Ltd | Current | 2009-02-11 |
| JEREMY ROBERT HOOK | Tms Capital Pty Ltd | Current | 2009-02-11 |
| Adviser Name | Licensee | Status | Start Date |
|---|---|---|---|
| MATTHEW GARRETT WATERS | Tms Capital Pty Ltd | Current | 2017-09-15 |
| BARBARA BRAY | Tms Capital Pty Ltd | Current | 2016-04-05 |
| MURRAY JAMES MCGRATH | Tms Capital Pty Ltd | Current | 2009-02-11 |
| AARON KEITH MCMURRAY | Tms Capital Pty Ltd | Current | 2009-02-11 |
| BEN ROBERT CLARK | Tms Capital Pty Ltd | Current | 2009-02-11 |
| MATTHEW LLOYD STEPHENS | Tms Capital Pty Ltd | Current | 2009-02-11 |
| MATTHEW JAMES SALMON | Tms Capital Pty Ltd | Current | 2009-02-11 |
| JEREMY ROBERT HOOK | Tms Capital Pty Ltd | Current | 2009-02-11 |
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| Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
| Jurisdiction | Australia |
| Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.