TMS CAPITAL PTY LTD


Address: Manly, NSW 2095, Australia

TMS CAPITAL PTY LTD (Licence# 000333008) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is February 11, 2009.

Service Overview

Register Name AFS Licence
Licence Name TMS CAPITAL PTY LTD
Licence Number 000333008
Licence ABN 12110549418
Issue Date 2009-02-11
Locality MANLY
State NSW
Postcode 2095
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000443817 MATTHEW GARRETT WATERS Current 2017-09-15
001004192 MICHAEL HARTLEY Current 2016-04-05
001240715 BARBARA BRAY Current 2016-04-05
000240966 MURRAY JAMES MCGRATH Current 2009-02-11
000298320 AARON KEITH MCMURRAY Current 2009-02-11
000298321 BEN ROBERT CLARK Current 2009-02-11
000298322 MATTHEW LLOYD STEPHENS Current 2009-02-11
000302817 MATTHEW JAMES SALMON Current 2009-02-11
000310876 JEREMY ROBERT HOOK Current 2009-02-11

Office Location

Locality MANLY
State NSW
Postcode 2095
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
CONDELL FINANCIAL PTY LTD 2017-08-15 Manly, NSW 2095, Australia
AUSTRALIAN BOND EXCHANGE PTY. LTD. 2016-07-07 Manly, NSW 2095, Australia
INLOOP PTY LTD 2015-03-31 Manly, NSW 2095, Australia
JRP SECURITIES PTY LTD 2014-07-03 Manly, NSW 2095, Australia
GENESIS UNDERWRITING PTY LTD 2014-02-26 Manly, NSW 2095, Australia
FLASHIZ APAC PTY LTD 2013-07-30 Manly, NSW 2095, Australia
RINGMER PACIFIC MANAGEMENT PTY LIMITED 2012-06-29 Manly, NSW 2095, Australia
AMALGAMATED FINANCIAL SERVICES PTY LTD 2011-08-09 Manly, NSW 2095, Australia
WOODLAWN CAPITAL PTY LTD 2011-07-29 Manly, NSW 2095, Australia
DAP AFSL PTY LTD 2011-05-04 Manly, NSW 2095, Australia

Competitor

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Postal Code 2095

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.