AMALGAMATED FINANCIAL SERVICES PTY LTD


Address: Manly, NSW 2095, Australia

AMALGAMATED FINANCIAL SERVICES PTY LTD (Licence# 000407238) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is August 9, 2011.

Service Overview

Register Name AFS Licence
Licence Name AMALGAMATED FINANCIAL SERVICES PTY LTD
Licence Number 000407238
Licence ABN 42060673814
Issue Date 2011-08-09
Locality MANLY
State NSW
Postcode 2095
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • life products including:
      • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
      • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
    • interests in managed investment schemes including:
      • investor directed portfolio services;
      • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
      • securities;
      • standard margin lending facility; and
      • superannuation; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • life products including:
        • investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
        • life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
      • interests in managed investment schemes including:
        • investor directed portfolio services;
        • retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
        • securities;
        • standard margin lending facility; and
        • superannuation;
to retail and wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
000427297 ANDREW JOHN KEAY Ceased 2016-08-09
000469960 DEBORAH LYKLES Current 2015-06-25
000469963 FIONA LEE GOODLAND Current 2014-12-08
000239495 MATTHEW SUTTON Current 2012-02-01
000239509 ANTHONY DAVID VIRTUE Current 2012-02-01
000239475 ARTHUR PRINGLE Ceased 2012-02-01
000265193 BRETT WILLIAM WHEATLEY Current 2011-08-09

Office Location

Locality MANLY
State NSW
Postcode 2095
Country Australia

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Competitor

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Postal Code 2095

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.