BRAD FRANKHAM


Licensee: AVALONFS PTY LTD

BRAD FRANKHAM (Adviser# 001004528) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is June 19, 2018.

Adviser Overview

Register Name Financial Advisers
Adviser Name BRAD FRANKHAM
Adviser Number 001004528
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 2009
Financial Service (AFS) Licence Licence# 000437518
AVALONFS PTY LTD
Licence ABN 43162297298
Licence Controlled By Amodio Financial Services Pty Ltd ATF AFS Trust [Date Ceased: 07/04/2016]
Adviser Start Date 2018-06-19
Appointing Representative Name AVALONFS PTY LTD
Appointing Representative Number 000437518
Appointing Representative ABN 43162297298
Further Restrictions No margin lending

Authorisations to provide financial product advice

  • BRAD FRANKHAM
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Commerce University of Newcastle
Diploma of Financial Planning Monarch Institute
Professional Diploma in Stockbroking Stockbrokers Association of Aust (formerly SDIA)

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000437518 AVALONFS PTY LTD
Licence controlled by: Amodio Financial Services Pty Ltd ATF AFS Trust [Date Ceased: 07/04/2016]
Further restrictions: No margin lending
2018-06-19 - AVALONFS PTY LTD
000232706 AMP FINANCIAL PLANNING PTY LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016]
Further restrictions: Authorised in MDA services, which is restricted to Limited Authority to Operate services.One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
2015-12-17 - 2018-06-05 AMP FINANCIAL PLANNING PTY LIMITED
000237121 ORD MINNETT LIMITED
Licence controlled by: IOOF HOLDINGS LTD
2014-05-12 - 2015-09-02 ORD MINNETT LIMITED
000314018 COMMONWEALTH PRIVATE LIMITED 2010-03-01 - 2014-05-01

Licensee Information

Licence Name AVALONFS PTY LTD
Licence Number 000437518
Licence ABN 43162297298

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
STACY LOUISE BARNES Avalonfs Pty Ltd Current 2018-08-02
GAYLE MARGARET MCKEW Avalonfs Pty Ltd Current 2018-07-25
RICK YU-HSUEH PENG Avalonfs Pty Ltd Current 2018-07-10
JANICE GAIL ILONI FURSTENBERG Avalonfs Pty Ltd Current 2018-07-03
MICHAEL NGEE TIONG TAN Avalonfs Pty Ltd Current 2018-07-02
TIMOTHY CHING Avalonfs Pty Ltd Current 2018-06-29
STEFANO DURO Avalonfs Pty Ltd Current 2018-06-29
SHAUN LIDDICOAT Avalonfs Pty Ltd Current 2018-06-18
ALAN GEOFFREY MARSH Avalonfs Pty Ltd Current 2018-06-18
TRISTAN SCIFO Avalonfs Pty Ltd Current 2018-06-18

Competitor

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.