BRAD FRANKHAM (Adviser# 001004528) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is June 19, 2018.
Register Name | Financial Advisers |
Adviser Name | BRAD FRANKHAM |
Adviser Number | 001004528 |
Adviser Role | Financial Adviser |
Adviser Role Status | Current |
Adviser First Advice Year | 2009 |
Financial Service (AFS) Licence |
Licence# 000437518 AVALONFS PTY LTD |
Licence ABN | 43162297298 |
Licence Controlled By | Amodio Financial Services Pty Ltd ATF AFS Trust [Date Ceased: 07/04/2016] |
Adviser Start Date | 2018-06-19 |
Appointing Representative Name | AVALONFS PTY LTD |
Appointing Representative Number | 000437518 |
Appointing Representative ABN | 43162297298 |
Further Restrictions | No margin lending |
|
Qualification / Degree | Institute / School |
---|---|
Bachelor of Commerce | University of Newcastle |
Diploma of Financial Planning | Monarch Institute |
Professional Diploma in Stockbroking | Stockbrokers Association of Aust (formerly SDIA) |
Licence Number | Licence Name | Adviser Date | Appointing Representative |
---|---|---|---|
000437518 |
AVALONFS PTY LTD
Licence controlled by: Amodio Financial Services Pty Ltd ATF AFS Trust [Date Ceased: 07/04/2016] Further restrictions: No margin lending |
2018-06-19 - | AVALONFS PTY LTD |
000232706 |
AMP FINANCIAL PLANNING PTY LIMITED
Licence controlled by: AMP ADVICE HOLDINGS PTY LTD ~ AMP LIMITED [Date Ceased: 27/02/2016] Further restrictions: Authorised in MDA services, which is restricted to Limited Authority to Operate services.One off licensee approval is required for all products which are either not on the approved product list or Derivatives. |
2015-12-17 - 2018-06-05 | AMP FINANCIAL PLANNING PTY LIMITED |
000237121 |
ORD MINNETT LIMITED
Licence controlled by: IOOF HOLDINGS LTD |
2014-05-12 - 2015-09-02 | ORD MINNETT LIMITED |
000314018 | COMMONWEALTH PRIVATE LIMITED | 2010-03-01 - 2014-05-01 |
Licence Name | AVALONFS PTY LTD |
Licence Number | 000437518 |
Licence ABN | 43162297298 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
STACY LOUISE BARNES | Avalonfs Pty Ltd | Current | 2018-08-02 |
GAYLE MARGARET MCKEW | Avalonfs Pty Ltd | Current | 2018-07-25 |
RICK YU-HSUEH PENG | Avalonfs Pty Ltd | Current | 2018-07-10 |
JANICE GAIL ILONI FURSTENBERG | Avalonfs Pty Ltd | Current | 2018-07-03 |
MICHAEL NGEE TIONG TAN | Avalonfs Pty Ltd | Current | 2018-07-02 |
TIMOTHY CHING | Avalonfs Pty Ltd | Current | 2018-06-29 |
STEFANO DURO | Avalonfs Pty Ltd | Current | 2018-06-29 |
SHAUN LIDDICOAT | Avalonfs Pty Ltd | Current | 2018-06-18 |
ALAN GEOFFREY MARSH | Avalonfs Pty Ltd | Current | 2018-06-18 |
TRISTAN SCIFO | Avalonfs Pty Ltd | Current | 2018-06-18 |
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Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
Jurisdiction | Australia |
Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.