ERIK GATES (Adviser# 001004624) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is December 8, 2014.
Register Name | Financial Advisers |
Adviser Name | ERIK GATES |
Adviser Number | 001004624 |
Adviser Role | Financial Adviser |
Adviser Role Status | Ceased |
Adviser First Advice Year | 1997 |
Financial Service (AFS) Licence |
Licence# 000468145 PRUDENTIAL INVESTMENT SERVICES CORP PTY LTD |
Licence ABN | 81163587362 |
Adviser Start Date | 2014-12-08 |
Adviser End Date | 2015-09-29 |
Appointing Representative Name | PRUDENTIAL INVESTMENT SERVICES CORP PTY LTD |
Appointing Representative Number | 000468145 |
Appointing Representative ABN | 81163587362 |
|
Licence Number | Licence Name | Adviser Date | Appointing Representative |
---|---|---|---|
000468145 | PRUDENTIAL INVESTMENT SERVICES CORP PTY LTD | 2014-12-08 - 2015-09-29 | PRUDENTIAL INVESTMENT SERVICES CORP PTY LTD |
000229842 | OAKVALE CAPITAL LIMITED | 2002-11-04 - 2013-07-31 |
Licence Name | PRUDENTIAL INVESTMENT SERVICES CORP PTY LTD |
Licence Number | 000468145 |
Licence ABN | 81163587362 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
BRIAN LAMARRE | Prudential Investment Services Corp Pty Ltd | Ceased | 2014-12-08 |
TITUS HUI | Prudential Investment Services Corp Pty Ltd | Ceased | 2014-12-08 |
Adviser Name | Licensee | Status | Start Date |
---|---|---|---|
BRIAN LAMARRE | Prudential Investment Services Corp Pty Ltd | Ceased | 2014-12-08 |
TITUS HUI | Prudential Investment Services Corp Pty Ltd | Ceased | 2014-12-08 |
Please comment or provide details below to improve the information on .
Data Provider | Australian Securities and Investments Commission (ASIC), Financial Advisers Register |
Jurisdiction | Australia |
Related Datasets | Australian Businesses, Australian Companies |
This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.