ERIK GATES


Licensee: PRUDENTIAL INVESTMENT SERVICES CORP PTY LTD

ERIK GATES (Adviser# 001004624) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Ceased. The adviser start date is December 8, 2014.

Adviser Overview

Register Name Financial Advisers
Adviser Name ERIK GATES
Adviser Number 001004624
Adviser Role Financial Adviser
Adviser Role Status Ceased
Adviser First Advice Year 1997
Financial Service (AFS) Licence Licence# 000468145
PRUDENTIAL INVESTMENT SERVICES CORP PTY LTD
Licence ABN 81163587362
Adviser Start Date 2014-12-08
Adviser End Date 2015-09-29
Appointing Representative Name PRUDENTIAL INVESTMENT SERVICES CORP PTY LTD
Appointing Representative Number 000468145
Appointing Representative ABN 81163587362

Authorisations to provide financial product advice

  • ERIK GATES

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000468145 PRUDENTIAL INVESTMENT SERVICES CORP PTY LTD 2014-12-08 - 2015-09-29 PRUDENTIAL INVESTMENT SERVICES CORP PTY LTD
000229842 OAKVALE CAPITAL LIMITED 2002-11-04 - 2013-07-31

Licensee Information

Licence Name PRUDENTIAL INVESTMENT SERVICES CORP PTY LTD
Licence Number 000468145
Licence ABN 81163587362

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
BRIAN LAMARRE Prudential Investment Services Corp Pty Ltd Ceased 2014-12-08
TITUS HUI Prudential Investment Services Corp Pty Ltd Ceased 2014-12-08

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
BRIAN LAMARRE Prudential Investment Services Corp Pty Ltd Ceased 2014-12-08
TITUS HUI Prudential Investment Services Corp Pty Ltd Ceased 2014-12-08

Competitor

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.