PRUDENTIAL INVESTMENT SERVICES CORP PTY LTD


Address: Miranda, NSW 2228, Australia

PRUDENTIAL INVESTMENT SERVICES CORP PTY LTD (Licence# 000468145) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is December 8, 2014.

Service Overview

Register Name AFS Licence
Licence Name PRUDENTIAL INVESTMENT SERVICES CORP PTY LTD
Licence Number 000468145
Licence ABN 81163587362
Issue Date 2014-12-08
Locality MIRANDA
State NSW
Postcode 2228
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products;
    • deposit products other than basic deposit products;
    • derivatives;
    • debentures, stocks or bonds issued or proposed to be issued by a government;
    • interests in managed investment schemes excluding investor directed portfolio services; and
    • securities; and
  • deal in a financial product by:
    • applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
      • deposit and payment products limited to:
        • basic deposit products;
      • deposit products other than basic deposit products;
      • derivatives;
      • debentures, stocks or bonds issued or proposed to be issued by a government;
      • interests in managed investment schemes excluding investor directed portfolio services; and
      • securities;
to wholesale clients.

Financial advisers

Adviser Number Adviser Name Status Start Date
001004625 BRIAN LAMARRE Ceased 2014-12-08
001004624 ERIK GATES Ceased 2014-12-08
001004440 TITUS HUI Ceased 2014-12-08

Office Location

Locality MIRANDA
State NSW
Postcode 2228
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
ASPIRATIONS PRIVATE WEALTH PTY LTD 2018-03-15 Miranda, NSW 2228, Australia
DE SOZA FAULKNER PTY LIMITED 2016-11-21 Miranda, NSW 2228, Australia
CREDIT PROTECTION INSURANCE BROKERS PTY LTD 2012-05-11 Yowie Bay, NSW 2228, Australia
T H N PTY LIMITED 2004-02-18 Miranda, NSW 2228, Australia
AUSTBROKERS SPT PTY LTD 2004-01-01 Miranda, NSW 2228, Australia
LANHAM FINANCIAL ADVISORY PTY LTD 2002-09-06 Miranda, NSW 2228, Australia

Financial services with the same locality

Service Name Issue Date Locality
ASPIRATIONS PRIVATE WEALTH PTY LTD 2018-03-15 Miranda, NSW 2228, Australia
DE SOZA FAULKNER PTY LIMITED 2016-11-21 Miranda, NSW 2228, Australia
T H N PTY LIMITED 2004-02-18 Miranda, NSW 2228, Australia
AUSTBROKERS SPT PTY LTD 2004-01-01 Miranda, NSW 2228, Australia
LANHAM FINANCIAL ADVISORY PTY LTD 2002-09-06 Miranda, NSW 2228, Australia

Competitor

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Postal Code 2228

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.