DE SOZA FAULKNER PTY LIMITED


Address: Miranda, NSW 2228, Australia

DE SOZA FAULKNER PTY LIMITED (Licence# 000486407) is an Australian financial service (AFS) licenced with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. The licence issue date is November 21, 2016.

Service Overview

Register Name AFS Licence
Licence Name DE SOZA FAULKNER PTY LIMITED
Licence Number 000486407
Licence ABN 69119410632
Issue Date 2016-11-21
Locality MIRANDA
State NSW
Postcode 2228
Country Australia

Licence condition

This licence authorises the licensee to carry on a financial services business to:
  • provide financial product advice for the following classes of financial products:
    • superannuation limited to:
      • self-managed superannuation fund;
    • a person s existing holding in a superannuation product but only to the extent required for:
      • making a recommendation that the person establish a self-managed superannuation fund; and
      • providing advice to the person on contributions or pensions under a superannuation product;
  • provide class of financial product advice for the following classes of financial products:
    • deposit and payment products limited to:
      • basic deposit products; and
    • superannuation; and
  • deal in a financial product by:
    • arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
      • superannuation limited to:
        • self-managed superannuation fund; and
    • arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
      • superannuation limited to:
        • self-managed superannuation fund;
to retail clients.

Office Location

Locality MIRANDA
State NSW
Postcode 2228
Country Australia

Financial services with the same postcode

Service Name Issue Date Locality
ASPIRATIONS PRIVATE WEALTH PTY LTD 2018-03-15 Miranda, NSW 2228, Australia
PRUDENTIAL INVESTMENT SERVICES CORP PTY LTD 2014-12-08 Miranda, NSW 2228, Australia
CREDIT PROTECTION INSURANCE BROKERS PTY LTD 2012-05-11 Yowie Bay, NSW 2228, Australia
T H N PTY LIMITED 2004-02-18 Miranda, NSW 2228, Australia
AUSTBROKERS SPT PTY LTD 2004-01-01 Miranda, NSW 2228, Australia
LANHAM FINANCIAL ADVISORY PTY LTD 2002-09-06 Miranda, NSW 2228, Australia

Financial services with the same locality

Service Name Issue Date Locality
ASPIRATIONS PRIVATE WEALTH PTY LTD 2018-03-15 Miranda, NSW 2228, Australia
PRUDENTIAL INVESTMENT SERVICES CORP PTY LTD 2014-12-08 Miranda, NSW 2228, Australia
T H N PTY LIMITED 2004-02-18 Miranda, NSW 2228, Australia
AUSTBROKERS SPT PTY LTD 2004-01-01 Miranda, NSW 2228, Australia
LANHAM FINANCIAL ADVISORY PTY LTD 2002-09-06 Miranda, NSW 2228, Australia

Competitor

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Postal Code 2228

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Australian Financial Services Licensee Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Services Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.